Continue Reading CFTC Publishes Whistleblower Proposal—Double Jeopardy for SEC Registrants?
Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Public Companies and Securities
CFTC to Consider Real-Time Public Reporting of Swap Transaction Data Nov. 19
By Steve Quinlivan on
SEC Meeting to Address Investment Advisers Rules on Nov. 19
By Steve Quinlivan on
Examples of Hedging Policies
By Jill Radloff on
Examples of Effective Say-on-Pay Disclosures
By Steve Quinlivan on
Should Public Companies Include the Optional Advisory Vote on Parachute Arrangements?
By Jill Radloff on
Say-On-Pay: Board Recommendations
By David Jenson on
SEC’s Proposed Whistleblower Rules—the Good, Bad and Ugly
By Steve Quinlivan on
ISS Likely to Favor Annual Say-On-Pay Vote
By Steve Quinlivan on
Sample Language for a Say-on-Pay Proposal
By Jill Radloff on