Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Public Companies and Securities
NYSE Submits Proposed Rule to SEC on Elimination of Broker Discretionary Voting on Executive Compensation Matters
By Steve Quinlivan on
Municipal Advisers Must Register With the SEC by October 1
By Steve Quinlivan on
You Received a Proxy Access Notice — Now What?
By Jill Radloff on
CFTC Issues Final Rules on Retail Forex Trading
By Steve Quinlivan on
SEC Warns Rating Agencies
By Steve Quinlivan on
Whistleblower claims begin
By Steve Quinlivan on
Attention Public Companies-You Have About 60 Days to Understand the Proxy Access Rules
By Steve Quinlivan on
The SEC’s Difficult Task in Defining a “Venture Capital Fund”
By Steve Quinlivan on
Notice Requirements for Broker-Dealers
By Steve Quinlivan on