Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Dodd-Frank Public Companies and Securities

SEC Publishes Golden Parachute Rule Release

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Executive Compensation, Public Companies and Securities Yesterday, as part of its “Say on Pay” rulemaking proposals, the SEC released its proposed rules for disclosure of golden parachute arrangements in the transactional context in which proxies are solicited.  The Dodd-Frank Act requires that the SEC promulgate these rules, which are to provide that “all persons making a proxy or consent solicitation seeking shareholder […] Read more →

by   |   October 19, 2010

SEC Proposes Say-On-Pay Rules

Banking, Executive Compensation, Public Companies and Securities The SEC has proposed amendments (Release No. 33-9153) to its rules to implement the provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to... Read more →

by   |   October 18, 2010

Dodd-Frank Corporate Governance

CFTC Staff to Host Public Roundtable to Discuss Individual Customer Collateral Protection

Banking, Derivatives, Insurance, Public Companies and Securities Staff of the Commodity Futures Trading Commission (CFTC) will hold a public roundtable on October 22, 2010, from 1:00 p.m. to 4:00 p.m., to discuss issues related to individual... Read more →

by   |   October 17, 2010

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More Examples of Dodd-Frank Disclosures in SEC Filings

Public Companies and Securities Our further review of Dodd-Frank disclosures in SEC filings indicates disclosures continue to be included in risk factors, descriptions of internal control matters and... Read more →

by   |   October 15, 2010