Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Dodd-Frank Public Companies and Securities

SEC Issues Proposed Rules to Modernize and Simplify Regulation S-K

Public Companies and Securities The SEC has proposed amendments to Regulation S-K and related rules and forms. The proposed amendments are based on SEC staff recommendations in a report that was required by Section 72003 of the Fixing America’s Surface Transportation Act, or the FAST Act. According to the SEC, the proposed amendments are intended to modernize and simplify […] Read more →

by , and   |   October 12, 2017

US Capitol Building

Treasury Issues Plan to Streamline Capital Markets Regulation

Public Companies and Securities Pursuant to Executive Order 13772, the Treasury Department has issued a report that identifies laws, treaties, regulations, guidance, reporting and record keeping requirements,... Read more →

by   |   October 6, 2017

Alleged Illegal Strategy Disclosed in 10-K Excuses Demand in Suit against Directors

Public Companies and Securities The Delaware Court of Chancery decision in Kandell v. Niv is based on highly unusual facts but aids in the understanding of some basic elements of the fiduciary duties of... Read more →

by   |   October 1, 2017

ISS Announces Results of 2018 Benchmark Voting Policy Survey

Public Companies and Securities ISS released the results of its annual global benchmark voting policy survey. ISS received 602 total responses to this year’s survey, of which 129 were from institutional... Read more →

by   |   September 25, 2017