Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Dodd-Frank Public Companies and Securities

SEC Issues Concept Release on Swap Definitions and Announces Roundtable on Clearing and Listing of Swaps

Dodd-Frank Corporate Governance

Banking, Energy, Insurance, Public Companies and Securities  Section 712(d) and 721(c) of the Dodd-Frank Act requires the SEC and CFTC to define certain terms such as “swap”, “security-based swap”, “swap dealer”, “security-based swap dealer”, “major swap participant”, “major security-based swap participant”, “eligible contract participant”, and “security-based swap agreement”.   The SEC today posted this concept release to gather... Read more →

by   |   August 13, 2010

Steve Quinlivan and Jill Radloff to Speak at Dodd-Frank Seminar

Banking, Employment, Executive Compensation, Insurance, Litigation, Private Equity, Public Companies and Securities Steve Quinlivan and Jill Radloff will speak at a seminar sponsored by Minnesota CLE titled “New Wall Street Reform Act.”  Steve is chair of the seminar.  The date of... Read more →

by   |   August 13, 2010

Minnesota and Accredited Investors

Private Equity, Public Companies and Securities Section 413 of the Dodd-Frank Act directs the SEC to adjust the net worth standard in the definition of accredited investor used in Regulation D.  Regulation D is often used,... Read more →

by   |   August 12, 2010

More on the SEC’s Prior Proxy Access Proposal

Public Companies and Securities Jill covered some of the basic points of the SEC’s prior proposal on proxy access here.  My recollection is  the proposal received a record number of comments from the... Read more →

by   |   August 11, 2010