Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Dodd-Frank Public Companies and Securities

SEC Cybersecurity Disclosure and Controls Checklist

SEC logo

Public Companies and Securities In February 2018 the SEC outlined its views with respect to cybersecurity disclosure requirements under the federal securities laws as they apply to public reporting companies. Set forth below is a checklist of items included in the release that may trigger specific cybersecurity disclosures. Risk Factors: Item 503(c) of Regulation S-K and Item 3.D of […] Read more →

by and   |   March 5, 2018

SEC Approves NYSE Rule Modifying Requirements for Physical Delivery of Proxy Materials

Public Companies and Securities Just as proxy season gets into full swing, the SEC has helpfully approved a modification to the NYSE’s rules regarding physical delivery of proxy material to the Exchange. As we... Read more →

by   |   March 1, 2018

Ford and Alphabet Receive SEC Comments on New Revenue Recognition Standard

Public Companies and Securities Ford and Alphabet have received SEC comments on their initial disclosures under FASB’s new revenue recognition standard. Both required more than one round to clear. Ford Initial... Read more →

by   |   February 28, 2018

Nasdaq Proposes Changes to Shareholder Approval Rule for 20% Issuances

Public Companies and Securities Nasdaq has proposed to amend its rule regarding shareholder approval for certain securities issuances. Currently the rule requires shareholder approval for security issuances for... Read more →

by   |   February 14, 2018