Dodd-Frank Public Companies and Securities
SEC Cybersecurity Disclosure and Controls Checklist
Public Companies and Securities In February 2018 the SEC outlined its views with respect to cybersecurity disclosure requirements under the federal securities laws as they apply to public reporting companies. Set forth below is a checklist of items included in the release that may trigger specific cybersecurity disclosures. Risk Factors: Item 503(c) of Regulation S-K and Item 3.D of […] Read more →
SEC Approves NYSE Rule Modifying Requirements for Physical Delivery of Proxy Materials
Public Companies and Securities Just as proxy season gets into full swing, the SEC has helpfully approved a modification to the NYSE’s rules regarding physical delivery of proxy material to the Exchange. As we... Read more →
Nasdaq Proposes Changes to Shareholder Approval Rule for 20% Issuances
Public Companies and Securities Nasdaq has proposed to amend its rule regarding shareholder approval for certain securities issuances. Currently the rule requires shareholder approval for security issuances for... Read more →
Ford and Alphabet Receive SEC Comments on New Revenue Recognition Standard
Public Companies and Securities Ford and Alphabet have received SEC comments on their initial disclosures under FASB’s new revenue recognition standard. Both required more than one round to clear. Ford Initial... Read more →
by Steve Quinlivan | February 28, 2018