Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Dodd-Frank Public Companies and Securities

ISS Updates FAQs for 2018 Proxy Season

Employment, Executive Compensation, Public Companies and Securities ISS has published updates of the following documents: U.S. Equity Compensation Plans – Frequently Asked Questions U.S. Compensation Policies – Frequently Asked Questions Pay-for-Performance Mechanics As has been ISS’ practice in recent years, new and materially updated FAQs are highlighted in yellow. Read more →

by   |   December 15, 2017

Director Discretionary Compensation Awards Tested by Entire Fairness Standard According to Delaware Supreme Court

Employment, Executive Compensation, Litigation, Public Companies and Securities In a recent decision by the Delaware Supreme Court in In re Investors Bancorp Stockholders Litigation, the court found that director equity grants based on director discretion are... Read more →

by , and   |   December 14, 2017

NYSE Proposes to Modify Rules Regarding Delivery of Proxy Materials to Exchange

Public Companies and Securities The NYSE has filed a proposed rule with the SEC to amend the NYSE Listed Company Manual to modify requirements with respect to delivery of proxy materials to the NYSE.  Currently... Read more →

by   |   December 13, 2017

SEC Brings Enforcement Action for Inadequately Documented Perks but Does Not Impose Penalty

Litigation, Public Companies and Securities The SEC charged a biopharmaceutical company with committing a series of accounting controls and disclosure violations, including the failure to properly report as compensation... Read more →

by   |   December 12, 2017