Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Dodd-Frank Uncategorized

SEC Confirms Sales of NFL Fan Memberships Fall Outside of Securities Act

SEC logo

Uncategorized In a no-action letter issued earlier this week, the Staff of the Division of Corporation Finance granted relief to LA Fan Club, “a fan club for loyal fans of the Rams football team,” to offer fan memberships for sale and resale without triggering registration requirements under Section 5 of the Securities Act or Section 12(g) of […] Read more →

by   |   June 30, 2017

SEC Denies Listing of another Bitcoin Fund; Petition for Review Filed for Winklevoss Bitcoin Trust

Uncategorized The SEC has denied a proposed rule change by NYSE Arca to permit the listing and trading of shares of the SolidX Bitcoin Trust. The reasons were substantially similar to the... Read more →

by   |   March 28, 2017

Proposed Judgment in Conflict Minerals Case

Trump, Uncategorized Update:  You can find the final judgment here. Pursuant to a court order, the parties to the conflict minerals case have filed a proposed judgment after they advised the court... Read more →

by   |   March 20, 2017

SEC Order Prevents Winklevoss Bitcoin Trust

Uncategorized The SEC declined to approve a rule change submitted by Bats BZX Exchange designed to permit the listing and trading of the Winklevoss Bitcoin Trust. The SEC said it did not... Read more →

by   |   March 10, 2017