Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Dodd-Frank Uncategorized

Jobs Act 3.0

US Capitol Building

Public Companies and Securities, Uncategorized This statement from Congresswoman Maxine Waters (D-CA), Ranking Member of the House Committee on Financial Services, confirms the House continues to work on JOBS Act 3.0. The press release notes six Democratic bills were being considered by the House Committee. Congresswoman Waters stated “Mr. Chairman, these Democratic measures that I have outlined are a step […] Read more →

by   |   July 12, 2018

Apple Seeks to Exclude Shareholder Proposal Based on Board Process in SLB 14I

Uncategorized In the closely watch area of shareholder proposals, Apple is seeking to exclude a shareholder proposal  regarding the establishment of a Human Rights Committee because it... Read more →

by   |   November 25, 2017

SEC logo

SEC Confirms Sales of NFL Fan Memberships Fall Outside of Securities Act

Uncategorized In a no-action letter issued earlier this week, the Staff of the Division of Corporation Finance granted relief to LA Fan Club, “a fan club for loyal fans of the Rams football... Read more →

by   |   June 30, 2017

SEC Denies Listing of another Bitcoin Fund; Petition for Review Filed for Winklevoss Bitcoin Trust

Uncategorized The SEC has denied a proposed rule change by NYSE Arca to permit the listing and trading of shares of the SolidX Bitcoin Trust. The reasons were substantially similar to the... Read more →

by   |   March 28, 2017