Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Dodd-Frank Uncategorized

CFTC Proposes Anti-Manipulation Rules

Banking, Derivatives, Energy, Insurance, Uncategorized The CFTC has published a Notice of Proposed Rulemaking (NOPR) with respect to its anti-manipulation authority over swaps, commodities, and futures markets under the Dodd-Frank Act. Two rules are proposed. The first implements the new section 6(c)(1) of the Commodity Exchange Act (CEA), patterned after section 10(b) of the Securities Exchange Act of 1934. Similar […] Read more →

by   |   November 9, 2010

SEC logo

SEC Proposal to Require Institutional Investment Managers to Report Say-On-Pay Votes

Uncategorized In connection with the SEC’s proposed rulemaking requiring public companies to hold say-on-pay votes as required by the Dodd-Frank Act, the SEC has also proposed rules which... Read more →

by   |   October 31, 2010

Dodd-Frank Corporate Governance

Say-on-Pay Issues — What to Expect this Month from the SEC

Executive Compensation, Public Companies and Securities, Uncategorized The SEC has announced that it expects to issue proposed rules on say-on-pay during October 2010.  This rulemaking is important for public companies because Dodd-Frank mandates... Read more →

by   |   October 8, 2010

CFTC Adopts Interim Final Rule on Reporting of Pre-Enactment Swaps

Banking, Derivatives, Energy, Insurance, Uncategorized Beating the deadline (October 20, 2010) for the first of its required Dodd-Frank rulemakings by more than two weeks, the CFTC has announced publication of its required interim... Read more →

by   |   October 2, 2010