Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
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SEC Charges Platinum Equity for Misallocation of Broken Deal Expenses
By Steve Quinlivan on
CFTC Files Its First Anti-Fraud Enforcement Action Involving Bitcoin
By Steve Quinlivan on
SEC Chair Clayton’s Statement on Cybersecurity: EDGAR Was Hacked
By Steve Quinlivan on
Effect of the New Revenue Recognition Standard on M&A
By David Jenson, Jill Radloff & Steve Quinlivan on
IG Evaluates SEC’s Disclosure Review and Comment Process
By Steve Quinlivan on
SEC Identifies Most Frequent Compliance Issues Associated with Advertising by Investment Advisers
By Steve Quinlivan on
MSRB Warns Municipalities, Underwriters and Municipal Advisors about Selective Disclosure
By Steve Quinlivan on
SEC Chief Accountant Speaks to Financial Statement Requirements for Initial Coin Offerings
By Steve Quinlivan on
New House Bill to Broaden Availability of Regulation A
By Steve Quinlivan on