Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
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Duka Beats Fraud Charge in SEC Administrative Court
By Steve Quinlivan on
NYSE Proposes to Amend Material News Policy Again
By Steve Quinlivan on
Preliminary Planning for the 2018 Proxy Season
By David Jenson, dianarosia & Steve Quinlivan on
SEC Inspector General Concludes Acting Chairman Piwowar’s Actions Were Lawful
By Steve Quinlivan on
SEC Staff Updates Revenue Recognition Guidance for New Standard
By Steve Quinlivan on
SEC Approves NYSE Rule Change Regarding Dividend Notification Requirements
By Steve Quinlivan on
Minnesota Supreme Court Rejects Delaware Test for Direct Versus Derivative Action
By Steve Quinlivan on
SEC Charges Chief Compliance Officer for Failure to Verify Information
By Steve Quinlivan on
Court Decision May Slow SEC Approval of SRO Rules
By Steve Quinlivan on