Latest Dodd-Frank Posts
Examples of Conflict Minerals Disclosure
Public Companies and Securities Section 1502 of the Dodd-Frank Act requires certain disclosures and other matters regarding issuers who use “conflict minerals . . . necessary to the functionality of production of a product manufactured by such person” that originate in the Democratic Republic of Congo or an adjoining country. Broc Romanek of TheCorporateCounel.net has identified this issue as [...] Read more →
Say-on-Pay Results Through February 4
Executive Compensation, Public Companies and Securities Through February 4, 2011, 30 issuers have reported voting results for non-TARP say-on-pay matters. Of these, 20 boards recommended a triennial frequency and three recommended a... Read more →
Bank Regulators Propose Changes in Reporting Requirements for OTS-Regulated Savings Associations and Savings and Loan Holding Companies
Banking The federal bank and thrift regulatory agencies announced proposed changes to reporting requirements for savings associations and savings and loan holding companies regulated by... Read more →
FTC Weighs in on Planned Dodd-Frank Activities
Banking, Uncategorized The Director of Consumer and Community Affairs of the Federal Reserve Board asked the Federal Trade Commission, or FTC, for information concerning the FTC’s enforcement... Read more →