Latest Dodd-Frank Posts
FFIEC Determines No National Appraisal Hotline Exists
Uncategorized The Federal Financial Institutions Examination Council issued a notice substantially to the following effect: Consistent with Title XI of the Financial Institutions Reform, Recovery and Enforcement Act of 1989, as amended by Section 1473(p) of the Dodd-Frank Act, the Appraisal Subcommittee (“ASC”) must determine within six months of the Dodd-Frank Act’s enactment whether a national [...] Read more →
More Say-on-Pay Results, the First No Vote and Three Year Math
Executive Compensation, Public Companies and Securities We found four issuers that reported the results of their annual meeting on Form 8-K today. The most notable development was 53% of Jacobs Engineering’s shareholders voted... Read more →
SEC and CFTC Propose Rules Regarding Reporting by Registered Investment Advisers to Hedge Funds and Private Equity Funds
Investment Advisers, Private Equity The SEC and CFTC have proposed joint rules regarding reporting by registered investment advisers to private funds and certain commodity pool operators, or CTOs, and commodity... Read more →
Say-on-Pay Results—January 26 and 27
Employment, Executive Compensation, Public Companies and Securities We reviewed five Form 8-Ks we located that were filed on January 26 and 27, 2011 disclosing say-on-pay vote results for non-TARP recipients. In each case the shareholders voted... Read more →