Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

Petition Submitted to SEC for Alternative Conflict Minerals Reporting

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Public Companies and Securities A law firm has submitted a rule making petition to the SEC to amend the rule governing the conflict minerals disclosure on Form SD to permit, for a temporary period, an alternative disclosure. The petition states  “based upon our experience over a broad range of registrants in a cross-section of industries, at this point in […] Read more →

by   |   September 12, 2013

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Current SEC Priorities Regarding Hedge Fund Managers

Investment Advisers, Litigation, Public Companies and Securities Norm Champ, the SEC’s Director of the Division of Investment Management, recently gave a speech addressing the SEC’s priorities regarding hedge fund managers. As to the JOBS... Read more →

by   |   September 12, 2013

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CFPB Warns Employers Against Exclusive Use of Payroll Cards

Banking, Consumer Protection The CFPB has published a bulletin expressing its view that employers cannot require their employees to receive wages on a payroll card. The bulletin also gives the CFPB’s view... Read more →

by   |   September 12, 2013

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FERC Chairman’s Letter to Senate Highlights FERC-CFTC Tension and a Voluntary Trader Ban in the JP Morgan $410 Million FERC Settlement

Energy This past Monday, September 9, the Federal Energy Regulatory Commission (FERC) posted a letter from its chairman, Jon Wellinghopf, to Senators Elizabeth Warren and Edward Markey... Read more →

by   |   September 12, 2013