Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

Test Your Knowledge of the Whistleblower Rules – Part II

whistleblower

Employment, Public Companies and Securities, Uncategorized We received favorable feedback on our article “Test Your Knowledge of the Whistleblower Rules,” so we thought a continuation would be appropriate.  Some specific factual questions and responses are set forth below.   1.         HighTech Corp. read the whistleblower rules carefully and noted that they do not specifically prohibit employees from waiving the protection of […] Read more →

by   |   June 13, 2011

FDIC Logo

Agencies Seek Comment on Stress Testing Guidance

Banking The Federal Reserve Board, the Office of the Comptroller of the Currency, and the Federal Deposit Insurance Corporation are seeking comment on proposed supervisory guidance... Read more →

by   |   June 12, 2011

SEC logo

SEC: Guidance Coming on Effective Dates for Security-Based Swaps and Proposed Relief for Credit Default Swaps

Derivatives The SEC recently took a number of actions related to security based swaps. Announcement of Guidance to be Issued on Effective Dates The SEC said it is taking a series of actions... Read more →

by   |   June 12, 2011

SEC logo

SEC Official to Private Equity: Almost Everything You Do Has a Conflict

Private Equity Carlo v. di Florio, the SEC’s Director of the Office of Compliance Inspections and Examinations, recently gave his views on private equity sponsors’ conflicts of interest as... Read more →

by   |   June 11, 2011