Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

JOBS Act and Other SEC and Dodd-Frank Developments

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Public Companies and Securities Jill Radloff and I recently gave a presentation at a CLE session in Minneapolis, Minnesota on the JOBS Act and Other SEC and Dodd-Frank developments.  We covered: The repeal of the ban on general solicitations in Rule 506 offerings Changes to the definition of accredited investor mandated by the Dodd-Frank Act “Bad actor” disqualifications for […] Read more →

by   |   May 9, 2012

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Comments Begin on JOBS Act

Broker-Dealer, Investment Advisers, Private Equity, Public Companies and Securities, Uncategorized High profile groups have begun to submit comments on the JOBS Act to try and steer rulemaking in the correct direction. The Federal Regulation of Securities Committee, Business... Read more →

by   |   May 8, 2012

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SEC Approves Interpretive Notice on the Duties of Underwriters to State and Local Government Issuers

Municipal Advisors The SEC has approved an interpretive notice of the MSRB under which underwriters of municipal securities will be required to disclose to their state and local government clients... Read more →

by   |   May 8, 2012

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SEC Official Discusses Risks and Examination Process for Private Equity

Investment Advisers, Private Equity Carlo V. di Florio, who is the Director of the  Office of Compliance Inspections and Examinations at the SEC recently gave his views as to key points the SEC will consider in the... Read more →

by   |   May 3, 2012