Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

New JOBS Act FAQS Released

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Public Companies and Securities The latest batch of Frequently Asked Questions regarding topics of general applicability under Title I of the JOBS Act – questions 42-54 – were released by the SEC on September 28, 2012.  Title I of the JOBS Act contains provisions relating to qualification as an emerging growth company (EGC), “test the waters” communications with certain […] Read more →

by   |   September 30, 2012

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Court Vacates CFTC’s Position Limits Rule

Derivatives, Energy The CFTC’s final rule on position limits with respect to derivative contracts in 28 different physical commodities has been vacated and remanded back to the agency. Spot month... Read more →

by   |   September 29, 2012

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Nasdaq Proposes Rules Regarding Independence of Compensation Committees

Executive Compensation, Public Companies and Securities Nasdaq has proposed rules regarding the independence of compensation committees in response to final rules issued by the SEC under the Dodd-Frank Act.  The Nasdaq proposed rules... Read more →

by   |   September 26, 2012

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EDGAR Filing of Draft Registration Statements Available October 1, 2012

Public Companies and Securities The SEC has announced that EDGAR filing of draft registration statements for confidential, non-public review will be available on October 1, 2012. Section 106(a) of the JOBS Act... Read more →

by   |   September 26, 2012