Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

Volcker Rule Costly to Banks Big and Small

Banking, Executive Compensation The OCC estimates that the costs associated with the Dodd-Frank propriety trading rule known as the Volcker Rule will range from $412 million to $4.3 billion. The OCC estimates that 46 OCC-supervised banks with over $10 billion in assets will be required to report metrics and establish an enhanced compliance program, or establish a core […] Read more →

by   |   March 23, 2014

AICPA Provides Forms of Auditor’s Opinions for Conflict Minerals Reports

Public Companies and Securities The AICPA has provided illustrative forms of audit opinions for conflict minerals reports.  The guidance also notes that a practitioner may report, for either of the two audit... Read more →

by   |   March 22, 2014

MSRB Requests Comment on Establishing Professional Qualification Requirements for Municipal Advisors

Municipal Advisors The Municipal Securities Rulemaking Board, or  MSRB, is seeking comment on draft amendments to its professional qualification rules to establish requirements for municipal... Read more →

by   |   March 17, 2014

Five Stinson Leonard Street Lawyers to Speak at the Minnesota Business Law Institute

Uncategorized The following Stinson Leonard Street lawyers will give presentations at the Business Law Institute: Steve Quinlivan and David Jenson will give a presentation on amendments to the... Read more →

by   |   March 14, 2014