Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

Bad People Can’t Buy Failed Banks

Banking The Federal Deposit Insurance Corporation, or FDIC, has adopted a final rule to implement section 210(r) of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Under that section, individuals or entities that have, or may have, contributed to the failure of a “covered financial company” cannot buy a covered financial company’s assets from the […] Read more →

by   |   April 20, 2014

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SEC Announcements on Confidential Treatment Requests and Glossy Annual Reports

Public Companies and Securities, Uncategorized The SEC Division of Corporation Finance has recently posted two Division Announcements: As of April 9, 2014, in cases where the SEC staff has determined to grant a request for... Read more →

by   |   April 18, 2014

SEC’s OCIE Announces Cybersecurity Examinations of Broker-Dealers and Registered Investment Advisers

Broker-Dealer, Investment Advisers The SEC’s Office of Compliance Inspections and Examinations, or OCIE, previously announced that its 2014 Examination Priorities included a focus on technology, including... Read more →

by   |   April 16, 2014

Mandate Withheld in Conflicts Minerals Case

Public Companies and Securities In a little known action, the Clerk of Court of the Unites States Court of Appeals for the District of Columbia issued an order in the conflicts minerals case to withhold issuance... Read more →

by   |   April 15, 2014