Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

10 Minute Overview of General Solicitation and Crowdfunding

crowdfunding arrow

Broker-Dealer, Private Equity On August 19, Nicole Strydom and I gave a 10 minute presentation on the general solicitation rules and the current status of “crowdfunding” at a ceremony to announce the finalists in the student division of the Minnesota Cup.  This summary of our presentation provides brief overview of the new rules on general solicitation and the […] Read more →

by   |   August 21, 2013

private equity

SEC Charges Private Equity Fund Manager with Misleading Investors about Valuation and Performance

Investment Advisers, Private Equity The SEC has charged a former portfolio manager at Oppenheimer & Co. with misleading investors about the valuation and performance of a fund consisting of other private equity... Read more →

by   |   August 20, 2013

msrb

MSRB Requests Comment on Consolidated Registration Rule

Municipal Advisors The Municipal Securities Rulemaking Board, or MSRB, is seeking comment on proposed rule changes that would set forth in a single rule the requirements to and process by which... Read more →

by   |   August 19, 2013

Fallon.Robert.web

FERC’s BP America Manipulation Show Cause and Proposed $28 Million Penalty Highlights the Interrelationship Between CFTC and FERC in Enforcement Matters

Energy The Federal Energy Regulatory Commission’s (FERC) August 5, 2013, $28 million show cause order against BP America Inc. and other BP affiliates highlights the interrelationship... Read more →

by   |   August 19, 2013