Stinson Leonard Street Dodd Frank


The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

SEC Publishes Statistics on Changes to Investment Adviser Registration as a Result of the Dodd-Frank Act


Investment Advisers, Private Equity March 30, 2012 was the compliance date for several provisions of the Dodd-Frank Act that amended the registration provisions of the Investment Advisers Act.  As of that date: advisers to many hedge funds, private equity funds, and other “private funds” that previously were exempt from registration were required to register with the Commission; exempt reporting […] Read more →

by   |   June 12, 2012

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SEC Issues “Roadmap” on Phase in of Derivatives Regulation

Banking, Derivatives The SEC has issued a policy statement describing the order in which it expects new rules regulating the derivatives market would take effect. The statement covers final rules to... Read more →

by   |   June 11, 2012


JOBS Act Allows Many Community Banks to Deregister with SEC

Banking, Public Companies and Securities   According to a recent report published by SNL Financial, community banks across the country are deregistering their stock with the SEC.  These community banks are taking... Read more →

by   |   June 11, 2012

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CFPB Adopts Final Enforcement Rules

Banking, Consumer Protection The CFPB has adopted three final rules that deal with its procedures and practices related to enforcing federal consumer financial law.  The three final rules deal with the... Read more →

by   |   June 8, 2012