Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

CFTC Proposes Exemptions to Regulation of Transactions in ISO/RTO Markets as “Swaps” Under CEA

Dodd-Frank Energy Image

Derivatives, Energy The Commodity Futures Trading Commission (CFTC) has proposed to exempt specific transactions in FERC-administered ISO and RTO markets and the Electric Reliability Council of Texas (ERCOT) from the provisions of the Commodity Exchange Act (CEA).   The CFTC’s proposed exemption defines – then exempts as defined – the following specific transactions  from the CEA in the CAISO, […] Read more →

by   |   August 22, 2012

whistleblower

SEC Makes First Whistleblower Bounty Award

Public Companies and Securities The SEC has announced that it has made its first award to a whistleblower under its new Section 21F whistleblower program.  For background or a quick refresher, you can find our... Read more →

by   |   August 22, 2012

CFTC logo4

Swap Market Participants May Now Register for CICIs (Interim LEIs) Required for Swap Data Reporting

Derivatives, Energy Today, the CFTC announced the launch of a website for swap market participants to register for CFTC Interim Compliant Identifiers (CICIs), which are interim versions of the legal... Read more →

by   |   August 21, 2012

ISDA

ISDA Publishes Dodd-Frank Protocol to Facilitate Compliance

Banking, Broker-Dealer, Derivatives, Energy The International Swaps and Derivatives Association, Inc. (ISDA) has announced the launch of the August 2012 Dodd-Frank Protocol (DF Protocol). The DF Protocol is designed to... Read more →

by   |   August 18, 2012