Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

SEC Issues Small Entity Compliance Guide for Form PF

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Investment Advisers, Private Equity The SEC has issued a small entity compliance guide entitled “Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors on Form PF.”  The guide may be of some use to advisers to smaller hedge funds and private equity groups in determining whether and how often they need to […] Read more →

by   |   January 9, 2012

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CFPB Launches Non-Bank Supervision Program

Banking, Consumer Protection The Consumer Financial Protection Bureau, or CFPB, has launched its federal nonbank supervision program, one of the central new responsibilities the agency acquired with a... Read more →

by   |   January 6, 2012

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Corporations Challenge Proxy Access Proposals

Public Companies and Securities Textron and Wells Fargo have filed for SEC no action letters asking the SEC staff to take a no-action position  to permit omission of shareholder proposals requesting the... Read more →

by   |   January 5, 2012

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CFPB Issues Bulletin on Confidential Supervisory Information

Consumer Protection The CFPB has issued a bulletin regarding the collection of information through the supervisory process and the confidentiality protection its process provides to supervised... Read more →

by   |   January 5, 2012