Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

SEC Report Indentifies Concerns at Ratings Agencies

SEC logo

Public Companies and Securities The staff of the SEC has issued a report summarizing the staff’s observations and concerns arising from the examinations of ten credit rating agencies registered with the SEC as Nationally Recognized Statistical Rating Organizations, or NRSROs, and subject to SEC oversight. The SEC staff conducted the examinations as required by the 2010 Dodd-Frank Wall Street […] Read more →

by   |   October 3, 2011

994448_53508805

Federal Insurance Office Takes Shape

Insurance The Dodd-Frank Act established the Federal Insurance Office, or FIO, within the Treasury Department.  FIO Director Michael McRaith recently explained the FIOs current and... Read more →

by   |   September 29, 2011

SEC logo

SEC Comments on Say-on-Pay Proposals

Executive Compensation, Public Companies and Securities A handful of companies have received SEC comments on their say-on-pay proposals in their proxy statements.  The comments we found are outlined below.  In general, they can be... Read more →

by   |   September 29, 2011

Quinlivan.Stephen.web

The Errors in the Cincinnati Bell Say-on-Pay Decision

Employment, Executive Compensation, Litigation, Public Companies and Securities As we noted, the United States District Court for the Southern District of Ohio recently declined to grant a motion to dismiss filed by the officers and directors of Cincinnati... Read more →

by   |   September 24, 2011