Stinson Leonard Street Dodd Frank


The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

SEC Issues FAQs on Exchange Act Registration Under JOBS Act


Executive Compensation, Public Companies and Securities The SEC has issued a series of frequently asked questions on Exchange Act registration under the JOBS Act. Anyone who registered under the Exchange Act  before they were required to will be sorry.  The FAQs state with respect to issuers that are not bank holding companies: If an issuer triggered a  registration obligation before April 5, […] Read more →

by   |   April 11, 2012

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SEC Appoints Investor Advisory Committee

Investment Advisers, Private Equity, Public Companies and Securities, Uncategorized The SEC has announced the formation of a new Investor Advisory Committee required by the Dodd-Frank Wall Street Reform and Consumer Protection Act. The 21-member committee... Read more →

by   |   April 11, 2012


SEC Issues Report on Regulation D Offerings

Public Companies and Securities The SEC staff has issued a report entitled “Capital Raising in the U.S.: the Significance of Unregistered Offerings Using the Regulation D Exemption.”  The report is dated... Read more →

by   |   April 10, 2012

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SEC Begins Revamping Registration Process Following JOBS Act

Public Companies and Securities The SEC has issued a number of frequently asked questions outlining the interaction between confidential registration statements permitted under the JOBS Act and the balance of... Read more →

by   |   April 10, 2012