Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

Whistleblowers Can Now File Complaints Online With OSHA

Employment, Litigation Whistleblowers covered by one of 22 statutes (including Sarbanes-Oxley and Dodd-Frank) administered by the U.S. Department of Labor’s Occupational Safety and Health Administration will now be able to file complaints online.  Currently, workers can make complaints to OSHA by filing a written complaint or by calling certain telephone numbers. Check dodd-frank.com frequently for updated information... Read more →

by   |   December 5, 2013

PCAOB Reproposes Rule Requiring Engagement Partner to be Named in Audit Report

Broker-Dealer, Public Companies and Securities The Public Company Accounting Oversight Board has reproposed for public comment amendments to PCAOB auditing standards that would provide greater transparency into audits of... Read more →

by   |   December 4, 2013

Rule 506 FAQs: Some Answers, Some New Questions

Broker-Dealer, Consumer Protection, Investment Advisers, Private Equity, Public Companies and Securities On December 4, 2013, the SEC released a new batch of FAQs regarding new Rules 506(d) and 506(e). Before diving in to the clarifications provided and the new uncertainties raised... Read more →

by   |   December 4, 2013

CFPB to Oversee Nonbank Student Loan Servicers

Consumer Protection The CFPB has issued a rule that allows the CFPB to supervise certain nonbank student loan servicers for the first time. The CFPB currently oversees student loan servicing at the... Read more →

by   |   December 3, 2013