Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

A Bad Turn for Reg A+ and Reg D?

Private Equity, Public Companies and Securities SEC Commissioner Luis A. Aguilar gave a speech to an annual conference of the North American Securities Administrators Association, otherwise known as NASAA.  On the issue of Reg A+  preemption of state law, the Commissioner noted NASAA’s proposed coordinated review of Reg A+ offerings could ameliorate many of the concerns raised by commenters regarding state […] Read more →

by   |   April 8, 2014

SEC Issues More FAQs on Conflict Minerals

Public Companies and Securities The SEC has issued nine additional frequently asked questions, or FAQs, on the SEC’s conflict reporting rules. Some of the highlights are: IPSA and DRC Conflict... Read more →

by   |   April 7, 2014

OIG Finds Deficiencies in CFPB Supervisory Activities

Consumer Protection The Office of Inspector General of the Board of Governors of the Federal Reserve System conducted an initial evaluation to assess the operational efficiency and effectiveness of... Read more →

by   |   April 7, 2014

OSHA Publishes Interim Rule for Handling Whistleblower Retaliation Complaints

Banking, Consumer Protection, Employment, Litigation OSHA has published the interim final text of regulations governing the employee protection (or whistleblower) provisions of the Consumer Financial Protection Act of 2010, or CFPA,... Read more →

by   |   April 5, 2014