Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

CFPB Releases Supervision and Examination Manual

CFPB logo

Banking, Consumer Protection, Litigation The CFPB has released its Supervision and Examination Manual.  The Manual is a guide to how the CFPB will supervise and examine consumer financial service providers under its jurisdiction for compliance with Federal consumer financial law. The Manual is divided into three parts. The first part describes the supervision and examination process. The second part […] Read more →

by   |   October 14, 2011

SEC logo

SEC Proposes Rules for Registration of Securities-Based Swap Dealers and Major Security-Based Swap Participants

Public Companies and Securities The SEC has proposed rules that lay out the process by which security-based swap dealers and security-based swap participants must register with the SEC.  The rules stem from... Read more →

by   |   October 12, 2011

FSOC

FSOC Issues Proposed Guidance on Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies

Uncategorized Section 113 of the Dodd-Frank Act authorizes the Financial Stability Oversight Council, or FSOC, to require a nonbank financial company to be supervised by the Board of Governors... Read more →

by   |   October 12, 2011

US Capitol Building

Proposed Volker Rule Entails Significant Compliance Programs

Banking The Federal Deposit Insurance Corporation requested public comment on a proposed regulation implementing the so-called “Volcker Rule” requirements of section 619 of... Read more →

by   |   October 11, 2011