Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

Social Media Fraudster Causes Knee Jerk SEC Reaction

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Broker-Dealer, Investment Advisers, Litigation, Private Equity The SEC recently commenced an enforcement action against a registered investment adviser who allegedly “offered more than $500 billion in fictitious securities through various social media websites. For example, he used LinkedIn discussions to promote fictitious “bank guarantees” and “medium-term notes.”” Obviously a situation to be dealt with harshly.  We should appreciate the SEC’s... Read more →

by   |   January 4, 2012

FSOC

Large Financial Institutions to Pay for Office of Financial Research and FSOC

Banking The Department of the Treasury has issued a proposed rule to implement Section 155 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, which directs the Department... Read more →

by   |   December 30, 2011

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SEC Updates Rulemaking Timetable

Employment, Executive Compensation, Investment Advisers, Municipal Advisors, Public Companies and Securities The SEC has updated its Dodd-Frank rulemaking schedule.  Highlights of those rules slated for action in the January to June timeframe of 2012 are as follows: §952: Adopt... Read more →

by   |   December 30, 2011

FSOC

FSOC Report to Congress on Prompt Corrective Action

Banking The Dodd-Frank Wall Street Reform and Consumer Protection Act requires the Financial Stability Oversight Council, or FSOC to submit a report to Congress regarding the... Read more →

by   |   December 23, 2011