Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

CFTC Approves Regulations to Phase in Clearing Requirements

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Banking, Derivatives, Investment Advisers The Commodity Futures Trading Commission has approved final regulations that establish a schedule to phase in compliance with new clearing requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act. The final rule will phase in the clearing requirement based on the type of market participant entering into swaps subject to the clearing requirement. […] Read more →

by   |   July 24, 2012

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Office of Financial Research Issues Annual Report

Banking The U.S. Department of the Treasury’s Office of Financial Research, or OFR, has released its inaugural Annual Report to Congress.  Under the Dodd-Frank Act, the OFR must report... Read more →

by   |   July 24, 2012

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DTCC-SWIFT to Provide Legal Entity Identifiers for Swap Transactions

Banking, Derivatives The Commodity Futures Trading Commission, or CFTC, has issued an order designating DTCC-SWIFT as the provider of the legal entity identifiers, or LEI, which will be used by... Read more →

by   |   July 24, 2012

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SEC Staff Issues JOBS Act Decimalization Study

Broker-Dealer, Public Companies and Securities Section 106(b) of the JOBS Act requires that the SEC conduct a study examining the transition to trading and quoting securities in one penny increments, also known as... Read more →

by   |   July 23, 2012