Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

The Details of Form PF

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Investment Advisers, Private Equity The SEC has recently adopted final Form PF, which requires reporting of certain information by advisers to hedge funds and private equity groups, as required by the Dodd-Frank Act. The SEC believes Form PF, as adopted, addresses the concerns of many commenters so that the final Form will significantly reduce the burden of reporting and […] Read more →

by   |   November 15, 2011

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Faultless Sarb-Ox Clawbacks for CEOs and CFOs – Delay Lets You Negotiate Down

Executive Compensation, Litigation, Public Companies and Securities The SEC has announced that the former chief executive officer and chairman of CSK Auto Corporation, Maynard Jenkins, has agreed to return $2.8 million in bonus compensation and... Read more →

by   |   November 15, 2011

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First Proxy Access Proposal Reported Filed

Public Companies and Securities According to the ISS blog, the first proxy access proposal was filed with MEMC Electronics.  The proxy access proposal was reportedly based on a model proposal developed by the... Read more →

by   |   November 15, 2011

GAO Report Urges Additional Coordination between Agencies When Implementing Dodd-Frank Regulations

Uncategorized The Dodd-Frank Wall Street Reform and Consumer Protection Act requires or authorizes various federal financial regulators to issue hundreds of rules to implement reforms intended... Read more →

by   |   November 14, 2011