Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

CFTC Commissioner Says Dodd-Frank Rules Should be Reexamined in Light of MF Global

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Derivatives The CFTC has confirmed that its Division of Enforcement is investigating MF Global, Inc. for possible violations of the Commodity Exchange Act, or CEA and/or CFTC regulations.  Scott D. O’Malia, a CFTC Commissioner, stated certain Dodd-Frank rules should be reexamined in light of the MF Global bankruptcy. Mr. O’Malia believes the CFTC must reconsider the […] Read more →

by   |   November 16, 2011

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The Details of Form PF

Investment Advisers, Private Equity The SEC has recently adopted final Form PF, which requires reporting of certain information by advisers to hedge funds and private equity groups, as required by the Dodd-Frank... Read more →

by   |   November 15, 2011

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Faultless Sarb-Ox Clawbacks for CEOs and CFOs – Delay Lets You Negotiate Down

Executive Compensation, Litigation, Public Companies and Securities The SEC has announced that the former chief executive officer and chairman of CSK Auto Corporation, Maynard Jenkins, has agreed to return $2.8 million in bonus compensation and... Read more →

by   |   November 15, 2011

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First Proxy Access Proposal Reported Filed

Public Companies and Securities According to the ISS blog, the first proxy access proposal was filed with MEMC Electronics.  The proxy access proposal was reportedly based on a model proposal developed by the... Read more →

by   |   November 15, 2011