Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

New C&DIs Contemplate Intrastate Crowdfunded Offerings

Broker-Dealer, Consumer Protection, Private Equity This week the SEC released three new Compliance and Disclosure Interpretations (C&DIs) relating to Rule 147, which applies to securities exempt from registration pursuant to Section 3(a)(11) of the Securities Act because they were offered and sold only to residents of a single state, and were issued by a company transacting business in that state.  […] Read more →

by   |   April 10, 2014

Minnesota Public Benefit Corporation Legislation Signed Into Law

Uncategorized A bill has been signed into law that brings public benefit corporations to Minnesota.  The public benefit corporation is a relatively recent legal innovation that occupies a... Read more →

by and   |   April 10, 2014

A Bad Turn for Reg A+ and Reg D?

Private Equity, Public Companies and Securities SEC Commissioner Luis A. Aguilar gave a speech to an annual conference of the North American Securities Administrators Association, otherwise known as NASAA.  On the issue of Reg... Read more →

by   |   April 8, 2014

SEC Issues More FAQs on Conflict Minerals

Public Companies and Securities The SEC has issued nine additional frequently asked questions, or FAQs, on the SEC’s conflict reporting rules. Some of the highlights are: IPSA and DRC Conflict... Read more →

by   |   April 7, 2014