Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

CFTC Announces Proposed Rulemaking Schedule

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Derivatives The CFTC has announced a proposed rulemaking schedule.  Some of the highlights include: The end-user exemption and other matters related to mandatory clearing are scheduled for June 2012 A proposed response to the MF Global collapse related to segregation and bankruptcy is scheduled for Fall 2012 Final rules for margin and capital for non-banks is […] Read more →

by   |   May 10, 2012

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JOBS Act and Other SEC and Dodd-Frank Developments

Public Companies and Securities Jill Radloff and I recently gave a presentation at a CLE session in Minneapolis, Minnesota on the JOBS Act and Other SEC and Dodd-Frank developments.  We covered: The repeal of... Read more →

by   |   May 9, 2012

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Comments Begin on JOBS Act

Broker-Dealer, Investment Advisers, Private Equity, Public Companies and Securities, Uncategorized High profile groups have begun to submit comments on the JOBS Act to try and steer rulemaking in the correct direction. The Federal Regulation of Securities Committee, Business... Read more →

by   |   May 8, 2012

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SEC Approves Interpretive Notice on the Duties of Underwriters to State and Local Government Issuers

Municipal Advisors The SEC has approved an interpretive notice of the MSRB under which underwriters of municipal securities will be required to disclose to their state and local government clients... Read more →

by   |   May 8, 2012