Stinson Leonard Street Dodd Frank


The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

FINRA Proposes Amendment to Conform Arbitration to Dodd-Frank


Broker-Dealer, Employment, Litigation FINRA has filed a proposed rule change to amend FINRA Rule 13201 of the Code of Arbitration Procedure for Industry Disputes to align the rule with statutes that invalidate predispute arbitration agreements for whistleblower claims. The proposed rule change also would make a conforming amendment to FINRA Rule 2263. The Dodd-Frank Wall Street Reform and […] Read more →

by   |   November 22, 2011

US Capitol Building

Kaufman Memorial Securities Law Moot Court Competition

Litigation, Public Companies and Securities Each spring, Fordham University School of Law hosts the Irving R. Kaufman Memorial Securities Law Moot Court Competition.  Held in honor of Chief Judge Kaufman, a Fordham Alumnus... Read more →

by   |   November 21, 2011

CFPB logo

CFPB Requests Comment on Official State Notification Rules

Consumer Protection Section 1042 of the Dodd-Frank Wall Street Reform and Consumer Protection Act requires the Consumer Financial Protection Bureau, or CFPB, to prescribe rules establishing... Read more →

by   |   November 21, 2011


ISS Issues 2012 Policy Updates

Executive Compensation, Public Companies and Securities ISS has issued its 2012 Policy Update.   Pay-for-Performance (P4P)  ISS’ revised analysis will consider the following factors: Peer group alignment. The degree of alignment... Read more →

by   |   November 18, 2011