Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

Conducting Your Business to Avoid Municipal Advisor Registration: Energy Services and Solar Energy Companies

Municipal Advisors The final municipal advisor rules and associated guidance provide what many consider to be workable relief for energy services and solar energy companies to structure their business in such a fashion that registration as a municipal advisor should not be required.  We believe that businesses that wish to avoid registration should perform a start-to-end review […] Read more →

by   |   February 5, 2014

SEC Publishes Draft Strategic Plan For Public Comment

Derivatives, Municipal Advisors, Public Companies and Securities The SEC has published for public comment its Draft Strategic Plan that outlines the agency’s strategic goals for fiscal years 2014 to 2018. To comment on the 2014-2018 Draft... Read more →

by   |   February 3, 2014

Group Publishes Shareholder Engagement Protocol

Public Companies and Securities The Shareholder-Director Exchange, or SDX, is a working group of independent directors and representatives from some of the largest and most influential long-term institutional... Read more →

by   |   February 3, 2014

UN Report Indicates Continued Smuggling of Conflict Minerals in DRC Region

Public Companies and Securities The Final Report of the Group of Experts on the Democratic Republic of the Congo includes information about the status of trade in conflict minerals, and other information about... Read more →

by   |   February 2, 2014