Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

CFPB Adopts Final Enforcement Rules

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Banking, Consumer Protection The CFPB has adopted three final rules that deal with its procedures and practices related to enforcing federal consumer financial law.  The three final rules deal with the agency’s investigative and adjudicative processes and its interactions with state law enforcement authorities.  The three final rules are: Rule Relating to Investigations: This rule describes the CFPB’s […] Read more →

by   |   June 8, 2012

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SEC Extends Compliance Date for Ban on Third Party Solicitations by Investment Advisers

Investment Advisers, Municipal Advisors The SEC has extended the date by which advisers must comply with the ban on third-party solicitation in rule 206(4)-5 under the Investment Advisers Act of 1940, which is known as... Read more →

by   |   June 8, 2012

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Agencies Sign Memorandum of Understanding on Supervisory Coordination

Banking, Consumer Protection Five federal supervisory agencies have released a Memorandum of Understanding, or MOU, that clarifies how the agencies will coordinate their supervisory activities, consistent... Read more →

by   |   June 6, 2012

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Test Filing of Electronic Form PF is Now Available for Hedge Funds and Private Equity Advisers

Investment Advisers, Private Equity Hedge funds and private equity advisers with more than $150 million in assets under management that have registered with the SEC as investment advisers will have to begin filing... Read more →

by   |   May 24, 2012