Stinson Leonard Street Dodd Frank


The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

SEC Gives Notice of Intent to Cancel Numerous Investment Adviser Registrations


Investment Advisers, Private Equity The Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”) which, among other things, amended certain provisions of the Investment Advisers Act.  These amendments included provisions that delegate generally to the states regulatory responsibility over certain mid-sized advisers – i.e., those that have between $25 million and $100 million of assets under management.  These... Read more →

by   |   October 20, 2012

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Investor Advisory Committee Comments on General Solicitation Rule

Broker-Dealer, Private Equity On October 15, the Investor Advisory Committee (IAC) established by Section 911 of the Dodd-Frank Act released its recommendations to the SEC on the proposed general solicitation... Read more →

by   |   October 19, 2012


OCC Provides Guidance on Stress Testing for Community Banks

Banking The Office of the Comptroller of the Currency, or OCC, has issued a bulletin to provide guidance to national banks and federal savings associations with  $10 billion or less in... Read more →

by   |   October 18, 2012

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SEC’s Third Report on the Implementation of Organizational Reform Recommendations

Public Companies and Securities The Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 directed the SEC to engage an independent consultant to conduct a broad and independent assessment of the... Read more →

by   |   October 18, 2012