Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

NYSE and Nasdaq Amend Compensation Committee Independence Proposals

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Executive Compensation, Public Companies and Securities Nasdaq has amended its proposal regarding independence of compensation committees required by the Dodd-Frank Act.  Nasdaq proposes to clarify that a compensation committee is not required to conduct the independence assessment required by proposed Listing Rule 5605(d)(3)(D) with respect to a compensation adviser that acts in a role limited to: consulting on any broad-based plan […] Read more →

by   |   January 15, 2013

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CFPB Issues Rules on Qualified Mortgages

Banking, Consumer Protection The Consumer Financial Protection Bureau, or CFPB, has adopted a new rule that requires lenders to ensure prospective buyers have the ability to repay their mortgage. Ability to... Read more →

by   |   January 10, 2013

FINRA to Require BrokerCheck Link on Internet Advertising

Broker-Dealer Financial Industry Regulatory Authority, Inc., or FINRA, has filed  a proposed rule change with the SEC to amend FINRA Rule 2267 (Investor Education and Protection) to require... Read more →

by   |   January 7, 2013

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CFTC Announces Second Spoofing Action Against Commodity Traders

Energy The Commodity Futures Trading Commission (CFTC) recently announced its second enforcement action against a commodity trader for engaging in the manipulative scheme called... Read more →

by   |   January 2, 2013