Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

Goldman and Morgan Stanley Negotiate Withdrawal of Shareholder Clawback Proposal

Quinlivan.Stephen.web

Public Companies and Securities We previously reported Morgan Stanley sought to exclude a shareholder proposal submitted on behalf of the Comptroller of the City of New York as custodian and a trustee of several pension funds from its upcoming proxy statement.  The shareholder purportedly sought to strengthen Morgan Stanley’s clawback policy. The shareholder has subsequently withdrawn the proposal after […] Read more →

by   |   February 7, 2012

msrb

MSRB Issues Proposal to Restrict Underwriters’ Provision of Bondholder Consent

Municipal Advisors The Municipal Securities Rulemaking Board, or MSRB, has published a draft proposal concerning circumstances under which municipal bond underwriters would violate their duty to... Read more →

by   |   February 7, 2012

FSOC

FSOC Moves to Stage Two on Financial Market Utilities

Banking In July 2011, the Financial Stability Oversight Council, or FSOC, adopted rules pursuant to Section 804 of the Dodd-Frank Wall Street Reform and Consumer Protection Act.  The... Read more →

by   |   February 6, 2012

CFPB logo

CFPB Submits First Report to President and Congress

Consumer Protection The CFPB, in fulfillment of its statutory responsibility, has submitted its inaugural Semi-Annual Report to the President and Congress. The report summarizes the CFPB’s... Read more →

by   |   January 31, 2012