Stinson Leonard Street Dodd Frank


The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

Lie to Protect Yourself or Your Employer in CFTC Investigations and You Will be Punished

Broker-Dealer Section 753 of the Dodd-Frank Act added a new section to the Commodity Exchange Act to make it unlawful “for any person to make any false or misleading statement of a material fact to the Commission … or to omit to state in any such statement any material fact that is necessary to make any […] Read more →

by   |   October 8, 2013

CFPB Brings Action for Processing Illegal Debt-Settlement Fees

Consumer Protection The Consumer Financial Protection Bureau, or CFPB, announced an enforcement action against Meracord LLC, a leading debt-settlement payment processor, for allegedly helping others... Read more →

by   |   October 5, 2013

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SEC Provides Additional Guidance on Form 13F Confidential Treatment Requests

Investment Advisers The SEC Division of Investment Management has issued additional guidance that is meant to assist institutional investment managers that wish to request confidential treatment, or... Read more →

by   |   October 2, 2013

Crowdfunding and JOBS Act News Roundup – October 1, 2013

Public Companies and Securities This article talks about how someone “raised $250K in 53 minutes . . . But the server for my site crashed and was exceptionally slow for about 20 minutes … I have no doubt... Read more →

by   |   October 1, 2013