Stinson Leonard Street Dodd Frank


The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

NYSE Adjusts Listing Qualifications to Accommodate JOBS Act

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Public Companies and Securities, Uncategorized The ripple effect of the JOBS Act is beginning to show as the NYSE has proposed to adjust its listing qualification standards to reflect that emerging growth companies, or ECGs,  under the JOBS Act only need to present two years of audited financial statements. In its rule filings the NYSE notes that its initial listing […] Read more →

by   |   May 10, 2012

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CFTC Announces Proposed Rulemaking Schedule

Derivatives The CFTC has announced a proposed rulemaking schedule.  Some of the highlights include: The end-user exemption and other matters related to mandatory clearing are scheduled for... Read more →

by   |   May 10, 2012

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JOBS Act and Other SEC and Dodd-Frank Developments

Public Companies and Securities Jill Radloff and I recently gave a presentation at a CLE session in Minneapolis, Minnesota on the JOBS Act and Other SEC and Dodd-Frank developments.  We covered: The repeal of... Read more →

by   |   May 9, 2012


Comments Begin on JOBS Act

Broker-Dealer, Investment Advisers, Private Equity, Public Companies and Securities, Uncategorized High profile groups have begun to submit comments on the JOBS Act to try and steer rulemaking in the correct direction. The Federal Regulation of Securities Committee, Business... Read more →

by   |   May 8, 2012