Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

Current SEC Priorities Regarding Hedge Fund Managers

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Investment Advisers, Litigation, Public Companies and Securities Norm Champ, the SEC’s Director of the Division of Investment Management, recently gave a speech addressing the SEC’s priorities regarding hedge fund managers. As to the JOBS Act and the elimination of general solicitation, Mr. Champ noted: Advisers to private funds are subject to an anti-fraud rule that prohibits fraudulent and misleading conduct with respect […] Read more →

by   |   September 12, 2013

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CFPB Warns Employers Against Exclusive Use of Payroll Cards

Banking, Consumer Protection The CFPB has published a bulletin expressing its view that employers cannot require their employees to receive wages on a payroll card. The bulletin also gives the CFPB’s view... Read more →

by   |   September 12, 2013

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FERC Chairman’s Letter to Senate Highlights FERC-CFTC Tension and a Voluntary Trader Ban in the JP Morgan $410 Million FERC Settlement

Energy This past Monday, September 9, the Federal Energy Regulatory Commission (FERC) posted a letter from its chairman, Jon Wellinghopf, to Senators Elizabeth Warren and Edward Markey... Read more →

by   |   September 12, 2013

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Spreecast on Reg D and General Solicitation with Bonnie Roe, @joewallin and @brocromanek

Public Companies and Securities Join the free Spreecast on Tuesday, September 17, 2013, at 2:00 – 2:30 pm, eastern time, where the topic will be “More on Reg D Offerings Today.”  The Spreecast is... Read more →

by   |   September 10, 2013