Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

SEC Adopts Final Rule Exempting Venture Capital Advisers From Registration

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Investment Advisers The Dodd-Frank Act amended the Investment Advisers Act to exempt from registration advisers that only manage venture capital funds, and directed the SEC to define the term “venture capital fund.”  The SEC has adopted final rules that define the term “venture capital fund.” Under the definition, a venture capital fund is a private fund that: […] Read more →

by   |   June 22, 2011

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SEC Adopts Final Rules for Family Office Exemption

Investment Advisers The SEC has approved a new rule to define “family offices” that are to be excluded from the Investment Advisers Act of 1940.  “Family offices” are entities established by... Read more →

by   |   June 22, 2011

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SEC Adopts Rules Regarding Registration of Hedge Funds and Private Equity Funds

Private Equity The SEC has adopted rules that require advisers to hedge funds and other private funds to register with the SEC, establish new exemptions from SEC registration and reporting... Read more →

by   |   June 22, 2011

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Correcting Errors in XBRL Filings

Public Companies and Securities Some initial XBRL filers will unfortunately learn that they have submitted an XBRL data file with an error.  The question is, what steps should be taken? Rule 406T of Regulation... Read more →

by   |   June 20, 2011