Stinson Leonard Street Dodd Frank


The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

SEC Official Discusses Risks and Examination Process for Private Equity


Investment Advisers, Private Equity Carlo V. di Florio, who is the Director of the  Office of Compliance Inspections and Examinations at the SEC recently gave his views as to key points the SEC will consider in the examination process of sponsors of private equity groups who are registered with the SEC and other matters. Data Mr. di Florio began […] Read more →

by   |   May 3, 2012


FDIC Issues Final Rule on Mutual Insurance Holding Companies

Insurance The FDIC has issued a final rule that treats a mutual insurance holding company as an insurance company for purposes of Section 203(e) of the Dodd-Frank Wall Street Reform and... Read more →

by   |   April 30, 2012

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JOBS Act Rulemaking

Public Companies and Securities We, like others, are anxiously awaiting the JOBS Act rule making which will permit general solicitation in Rule 506 offerings.   We believe however, there may be some bumps in... Read more →

by   |   April 28, 2012

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CFPB Examining Arbitration

Banking, Consumer Protection The Consumer Financial Protection Bureau, or CFPB, has launched a public inquiry into how consumers and financial services companies are affected by arbitration and arbitration... Read more →

by   |   April 28, 2012