Stinson Leonard Street Dodd Frank


The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

SEC Adopts Final Rules on Advisory Performance Fees

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Investment Advisers, Private Equity The SEC has adopted a final rule on investment advisory performance fees to raise the net worth requirement for investors who pay performance fees, by excluding the value of the investor’s home from the net worth calculation. Under the SEC’s rule, registered investment advisers may charge clients performance fees if the client’s net worth or […] Read more →

by   |   February 16, 2012


ABA Dodd-Frank Guide for Community Banks

Banking The American Bankers Association has published a useful guide for community banks on the Dodd-Frank Act.  The guide summarizes a number of key areas of concern. Check... Read more →

by   |   February 15, 2012


SEC Releases New Say-on-Pay CD&I

Executive Compensation, Public Companies and Securities On February 13, 2012, the SEC released new CD&I 169.07, which provides guidance on appropriate descriptions of the say-on-pay advisory vote required by Rule 14a-21 under the... Read more →

by   |   February 14, 2012

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CFPB Seeks Input on Monthly Mortgage Statement

Banking, Consumer Protection The Consumer Financial Protection Bureau, or CFPB, is seeking public input on a draft monthly mortgage statement that is designed to make it easier for homeowners to understand... Read more →

by   |   February 13, 2012