Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

Federal Insurance Office Seeks Information on Reinsurance Industry

US Capitol Building

Insurance Section 502 the Dodd-Frank Wall Street Reform and Consumer Protection Act  requires the Federal Insurance Office, or FIO, to provide a report not later than September 30, 2012, describing the breadth and scope of the global reinsurance market and the critical role such market plays in supporting insurance in the United States. To assist the […] Read more →

by   |   June 27, 2012

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SEC Adopts Rules for Listing Standards for Compensation Committees

Executive Compensation, Public Companies and Securities SEC Adopts Rules for Listing Standards for Compensation Committees  The SEC has approved new  rules required by the Dodd-Frank Act that: direct national securities exchanges to... Read more →

by   |   June 20, 2012

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SEC Issues FAQs on Form PF

Investment Advisers, Private Equity Hedge funds and private equity advisers with more than $150 million in assets under management that have registered with the SEC as investment advisers now have to begin filing... Read more →

by   |   June 20, 2012

GAO Seal

GAO Sees Opportunities to Improve SEC Oversight of FINRA

Broker-Dealer The SEC oversees FINRA, which is charged with regulatory oversight of all securities broker-dealers conducting business with the public in the United States.  In light of recent... Read more →

by   |   June 18, 2012