Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

Conflict Minerals: Supplier Communications

conflict minerals

Public Companies and Securities Industry is ramping up efforts to comply with the Dodd-Frank Act’s conflict minerals requirements and the SEC’s final rules on the topic.  Examples of supplier communications are beginning to appear in the public domain.  Phillips has sent this letter to its suppliers. Flextronics has impressive supplier training materials.  The American Apparel and Footwear Association has […] Read more →

by   |   April 22, 2013

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Crowdfunding and JOBS Act News Roundup

Public Companies and Securities Reuters reports that Representative Patrick McHenry, of North Carolina, who chairs the House Financial Services oversight panel, said he believes the Securities and Exchange... Read more →

by   |   April 20, 2013

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Don’t Lie About Assets Under Management

Investment Advisers Umesh Tandon, president, chief compliance officer, and sole owner of Simran Capital Management, recently agreed to a settlement with the SEC relating to alleged violations of the... Read more →

by   |   April 18, 2013

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8-K’s Announcing Reg FD Social Media Channels Begin; NYSE Weighs In

Public Companies and Securities, Uncategorized The SEC opened the barn doors on use of social media, or merely reaffirmed existing guidance, depending on your point of view, in a recent Section 21(a) report. Netflix, the... Read more →

by   |   April 18, 2013