Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

ISS Provides Updated Compensation Plan and Executive Compensation FAQs

Employment, Executive Compensation, Public Companies and Securities ISS has updated its equity compensation plan FAQs. New and materially updated questions include: If a company grants performance-based awards, how will the shares be counted for the purposes of calculating burn rate? How does ISS evaluate an equity plan proposal seeking approval of one or more plan amendments? How does ISS evaluate an equity […] Read more →

by   |   December 19, 2016

Newest MNvest Crowdfunding Portal To Rely on Blockchain Technology

Blockchain Technology, Crowdfunding An equity and debt based crowdfunding portal built on Blockchain technology is set to begin offering crowd-sourced financing opportunities to non-accredited investors under... Read more →

by   |   December 16, 2016

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Legislation Creating Small Business Advocacy within the SEC Heading to the President’s Desk

Broker-Dealer, Consumer Protection, Public Companies and Securities On December 10, the SEC Small Business Advocate Act was approved by the Senate, clearing the way for signature by the President. The measure, which creates an advocacy office for... Read more →

by   |   December 12, 2016

New Corp Fin CDIs Clarify QIB Status for Rule 144A Offerings

Public Companies and Securities The SEC’s Division of Corporation Finance staff released 35 new Compliance and Disclosure Interpretations (C&DIs) (available here) on December 8th. Among numerous... Read more →

by   |   December 9, 2016