Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

Yes, Foreigners Can be Whistleblowers

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Employment, Litigation, Public Companies and Securities The SEC announced that its largest ever whistleblower award estimated to be worth more than $30 million will be paid to a resident of a foreign country.  While the eligibility of foreign residents for a whistleblower award may seem obvious to many, the Second Circuit Court of Appeals recently held that the anti-retaliation provisions in […] Read more →

by   |   September 22, 2014

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SEC Advisory Committee Makes Recommendations on Disclosure of Preliminary Voting Results

Public Companies and Securities The Investor as Owner Subcommittee of the SEC’s Investor Advisory Committee established pursuant to Section 911 of the Dodd-Frank Act has issued two recommendations on... Read more →

by   |   September 21, 2014

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CFPB to Regulate Larger Nonbank Auto Lenders

Banking, Consumer Protection The CFPB is proposing to oversee larger nonbank auto finance companies for the first time at the federal level.  Currently, the Bureau supervises large banks making auto loans,... Read more →

by   |   September 20, 2014

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SEC Charges Investment Adviser for Misleading Performance Advertising

Investment Advisers, Uncategorized In a settled action, the SEC charged an investment adviser for false advertising and its chief compliance officer on related matters. The defendants did not admit or deny the... Read more →

by   |   September 18, 2014