Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

Agencies Provide Guidance On Seeding Period for Volcker Rule

Question mark

Banking The staffs of the agencies responsible for administering the Volcker Rule have again updated the Volcker Rule FAQs.  A new FAQ notes that the rule implementing the Volcker Rule and the accompanying preamble make clear that a registered investment company, or RIC, and a foreign public fund, or FPF, are not covered funds for purposes […] Read more →

by   |   July 19, 2015

Scale and Gavel

Briefing on Regulation A+ Challenge to Extend Though November

Litigation, Public Companies and Securities The United States Court of Appeals for the District of Columbia has entered a briefing schedule in Montana’s and Massachusetts’ challenge to Regulation A+.  The states’... Read more →

by   |   July 18, 2015

whistleblower

One Tardy Whistleblower Wins SEC Award, One Loses

Public Companies and Securities The SEC announced a whistleblower award of more than $3 million to a company insider whose information helped the SEC crack a complex fraud.  The multi-million dollar payout is... Read more →

by   |   July 17, 2015

SEC logo

SEC Grants Relief From Risk Retention In Refinancing Transaction

Investment Advisers The SEC granted Crescent Capital Group LP no-action relief if it does  not retain an eligible risk retention interest under Section 15G of the Securities and Exchange Act of 1934... Read more →

by   |   July 17, 2015