Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

Treasury Releases Interim Regulations for FIRRMA Pilot Program

US Capitol Building

M&A, Private Equity The U.S. Department of the Treasury, as chair of the Committee on Foreign Investment in the United States (CFIUS), today issued temporary regulations in connection with the Foreign Investment Risk Review Modernization Act of 2018 (FIRRMA), which President Trump signed into law in August.  FiRRMA is meant to protect critical American technology and intellectual property […] Read more →

by   |   October 10, 2018

How to Read a MAC / MAE Clause

Litigation, M&A Akorn, Inc., v. Fresenius Kabi AG et al will undoubtedly become known as the first case where a Delaware court found a material adverse effect, or MAC (often referred to as a... Read more →

by   |   October 7, 2018

SEC Approves Revised Nasdaq Rule for Shareholder Approval of Private Placements

Public Companies and Securities The SEC has approved an amendment to Nasdaq Rule 5635(d) to modify the circumstances in which shareholder approval is required for issuances of securities in private placement... Read more →

by   |   September 30, 2018

Elon Musk, Twitter and Disclosure Controls and Procedures

Public Companies and Securities In perhaps the fastest moving SEC enforcement action of all time, the SEC charged Elon Musk with securities fraud on September 27, 2018 after settlement agreements reportedly fell... Read more →

by   |   September 29, 2018