Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

Musk: I did not Violate Court Order

Litigation, Public Companies and Securities Elon Musk, in a court filing, offered the following three reasons why he should not be held in contempt of court for violating a court Order in a recent tweet: There is no clear and convincing evidence that an unambiguous court order was violated. According to Musk, Tesla has confirmed Musk has complied with its […] Read more →

by   |   March 11, 2019

CFTC Issues Advisory on Violations of the Commodity Exchange Act Involving Foreign Corrupt Practices

Derivatives, Litigation The CFTC announced an Enforcement Advisory on self-reporting and cooperation for violations of the Commodity Exchange Act, or CEA, involving foreign corrupt practices.  Because... Read more →

by   |   March 11, 2019

SEC logo

SEC Comments on Pay Ratio Disclosures (None)

Employment, Executive Compensation, Public Companies and Securities We have been unable to find extensive SEC comments on last year’s first round of pay ratio disclosures.  Searches for comment letter responses referring to for “402(u)” or... Read more →

by   |   March 11, 2019

Examples of 2019 Pay Ratio Disclosures

Employment, Executive Compensation, Public Companies and Securities Set forth below are examples of pay ratio disclosures from recently filed proxies where registrants chose to rely on the median employee identified in the prior year. Sabre... Read more →

by   |   March 10, 2019