Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

SEC Meeting to Consider Compensation Clawback Proposal

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Employment, Executive Compensation, Public Companies and Securities The SEC has announced an open meeting to consider clawback of executive compensation under Section 954 of the Dodd-Frank Act to be held on July 1, 2015.  According to the notice of the meeting, the SEC will consider whether to propose amendments under Section 10D of the Exchange Act, as added by Section 954 of […] Read more →

by   |   June 25, 2015

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Update: CFPB Issues Proposed Amendment to Delay Know Before You Owe Rule

Banking, Consumer Protection On June 24 the CFPB published its proposed rule for extending the effective date for implementation of the Know Before You Owe Rule to October 3, 2015.  The public has until July... Read more →

by   |   June 25, 2015

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SEC Publishes 11 Regulation A+ CD&Is

Public Companies and Securities The SEC has published 11 Compliance and Disclosure Interpretations related to Regulation A+ — numbered 182.01 through 182.11 under Securities Act Rules.  Highlights are:... Read more →

by   |   June 23, 2015

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First Regulation A+ Offering Document Appears on EDGAR

Public Companies and Securities Perhaps the first Regulation A+ offering document has appeared on EDGAR.  According to the documents it is a Tier 2 offering for up to $50,000,000.  The offering circular states... Read more →

by   |   June 22, 2015