Latest Dodd-Frank Posts
Crowdfunding and Jobs Act News Roundup – May 10, 2013
Public Companies and Securities It was another week of speculation as to when the SEC might finalize or propose any JOBS Act rule. Broc Romanek of the TheCorporateCounsel.net pointed to one article which said the current JOBS Act proposal on eliminating general solicitation may be implemented as an interim final rule and compared that to statements attributed to SEC [...] Read more →
PCAOB, Auditors and Executive Compensation
Executive Compensation, Public Companies and Securities The Public Company Accounting Oversight Board, or PCAOB, has reproposed a new auditing standard, Related Parties, and certain other amendments to its standards. Overall, the... Read more →
New Study on Impact of Dodd-Frank on Community Banks
Banking A new study sponsored by the American Enterprise Institute on the impact of Dodd-Frank on community banks has been published. The study notes: If community banks are forced to... Read more →
![11379622_S[1]](http://dodd-frank.com/wp-content/uploads/2013/05/11379622_S1-150x125.jpg)
SEC Warns Public Officials About Potential Liability
Litigation The SEC instituted a settled cease-and-desist proceeding against the City of Harrisburg, Pennsylvania for its violations of Section 10(b) of the Securities Exchange Act... Read more →