Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

Jobs Act 3.0

US Capitol Building

Public Companies and Securities, Uncategorized This statement from Congresswoman Maxine Waters (D-CA), Ranking Member of the House Committee on Financial Services, confirms the House continues to work on JOBS Act 3.0. The press release notes six Democratic bills were being considered by the House Committee. Congresswoman Waters stated “Mr. Chairman, these Democratic measures that I have outlined are a step […] Read more →

by   |   July 12, 2018

SEC Targets Perqs in Another Enforcement Action

Employment, Executive Compensation, Litigation, Public Companies and Securities The SEC has targeted disclosure of executive perquisites in another settled enforcement action.  According to the SEC, the issuer did not follow the Commission’s standard... Read more →

by   |   July 4, 2018

SEC Tags Private Equity Group for Accelerated Fees

Litigation, Private Equity The SEC entered into an agreed settlement with a private equity group for receiving accelerated fees without the consent of all necessary parties prior to the commitment of... Read more →

by   |   July 3, 2018

Changes to SEC Forms as a Result of Inline XBRL and Revised Smaller Reporting Company Definition

Public Companies and Securities As we noted here, the SEC has issued final rules regarding the mandatory use of Inline XBRL and revising the definition of smaller reporting companies, or SRCs. Inline XBRL The... Read more →

by   |   July 1, 2018