Stinson Leonard Street Dodd Frank


The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

The SEC’s Universal Proxy Rulemaking: History & What to Expect


Public Companies and Securities The SEC has announced it will consider proposed rules that permit the use of universal proxy cards in contested elections on October 26, 2016. The concept of a universal proxy has been on the periphery of the SEC’s rulemaking agenda for some time: The SEC considered requiring implementation of a universal proxy ballot with its […] Read more →

by and   |   October 23, 2016


Corp Fin Issues Three New and Revised Interpretations of the Securities Act Rules

Public Companies and Securities On October 19th, the Division of Corporation Finance released three new and revised Compliance and Disclosure Interpretations (C&DIs) concerning the Securities Act. Revised... Read more →

by   |   October 20, 2016

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Bank Regulators Issue Notice of Proposed Rulemaking on Enhanced Cyber Risk Management Standards

Banking Three federal banking regulatory agencies have approved an advance notice of proposed rulemaking (ANPR) inviting comment on a set of potential enhanced cybersecurity... Read more →

by   |   October 19, 2016

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Bipartisan Members of Congress and NASAA Declare Support for SEC’s Proposed Modernization of Rules to Facilitate Intrastate Crowdfunding Offerings

Broker-Dealer, Crowdfunding On October 7, 2016, a bipartisan contingent of members of the U.S. House of Representatives and the president of the North American Securities Administrator Association (NASAA)... Read more →

by   |   October 19, 2016