Dodd-Frank.com

Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest

SEC Proposes Rules on Window Dressing

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The SEC issued proposed rules on short-term borrowing disclosures.  Separately, the SEC issued an interpretive release on the presentation of liquidity and capital resource disclosures in MD&A disclosures.  The interpretive release will be effective upon publication in the Federal Register.  This rule making was not required by the Dodd-Frank Act... Read More

Topics: Banking, Insurance, Public Companies and Securities

SEC to Propose Rules on Disclosures Related to Short-Term Borrowings

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The SEC has announced that on September 17, 2010 it will hold an open meeting to consider whether to propose rules that would require a public company to provide certain disclosures about its short-term borrowings in its filings with the Commission. The Commission will also consider whether to publish an interpretive... Read More

Topics: Banking, Insurance, Public Companies and Securities

CFTC to Publish All Outside Meetings Regarding Implementation of Dodd-Frank

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In an effort to keep implementation of the Dodd-Frank Act transparent, the CFTC has begun publishing a list of all meetings with outside organizations regarding implementation of the Act. The list discloses the outside organizations and individuals and CFTC staff involved in the meeting, the rulemaking topic discussed, and the... Read More

Topics: Banking, Derivatives, Energy, Insurance