Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

IRANNOTICEs Begin to Roll Into the SEC

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Public Companies and Securities A number of companies have filed IRANNOTICEs on EDGAR with the SEC (thanks to Broc Romanek for pointing this out).  The notices reference disclosures made in annual reports pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Securities Exchange Act of 1934.  What […] Read more →

by   |   February 12, 2013

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CFPB Issues Bulletin on Mortgage Servicing Transfers

Banking, Consumer Protection The CFPB has issued a bulletin advising mortgage companies about their legal obligations that protect consumers during loan transfers between mortgage servicers. The CFPB is... Read more →

by   |   February 11, 2013

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New FAQs on Broker-Dealer Registration Exemption

Broker-Dealer, Investment Advisers, Private Equity, Public Companies and Securities On February 5, 2013, the SEC released FAQs regarding Section 201 of the JOBS Act, which offers a new limited exemption from broker-dealer registration. In addition to directing... Read more →

by   |   February 7, 2013

FINRA Releases FAQs on Public Offering Review

Broker-Dealer, Public Companies and Securities FINRA has released a set of FAQs relating to its review of public offerings filed with FINRA’s Public Offering System, which replaced COBRADesk as FINRA’s online filing system... Read more →

by   |   February 2, 2013