Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

ISDA: Be Ready for May 1 and Standard Swap Confirmation

ISDA

Derivatives By May 1, all counterparties must have provided their registered swap dealers with legal classifications and representations to allow the swap dealers to comply with the CFTC’s External Business Conduct Rule (EBCR). After the EBCR deadline, swap dealers will only continue offering and executing swaps with in-scope counterparties who have provided the necessary information for […] Read more →

by   |   April 24, 2013

Court Rules Dodd-Frank’s Wells Notice Deadline is Internal

Public Companies and Securities Section 929U of the Dodd-Frank Act provides: Not later than 180 days after the date on which Commission staff provide a written Wells notification to any person, the Commission... Read more →

by   |   April 23, 2013

SEC logo

SEC Agrees Not to Prosecute Ralph Lauren Corporation for FCPA Violations

Public Companies and Securities For the first time, the SEC has entered into a Non-Prosecution Agreement (NPA) with a company relating to misconduct under the Foreign Corrupt Practices Act (FCPA).  The SEC... Read more →

by   |   April 22, 2013

conflict minerals

Conflict Minerals: Supplier Communications

Public Companies and Securities Industry is ramping up efforts to comply with the Dodd-Frank Act’s conflict minerals requirements and the SEC’s final rules on the topic.  Examples of supplier communications... Read more →

by   |   April 22, 2013