Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

Crowdfunding and Jobs Act News Roundup – May 10, 2013

Public Companies and Securities It was another week of speculation as to when the SEC might finalize or propose any JOBS Act rule.  Broc Romanek of the TheCorporateCounsel.net pointed to one article which said the current JOBS Act proposal on eliminating general solicitation may be implemented as an interim final rule and compared that to statements attributed to SEC […] Read more →

by   |   May 10, 2013

PCAOB, Auditors and Executive Compensation

Executive Compensation, Public Companies and Securities The Public Company Accounting Oversight Board, or PCAOB, has reproposed a new auditing standard, Related Parties, and certain other amendments to its standards.  Overall, the... Read more →

by   |   May 8, 2013

New Study on Impact of Dodd-Frank on Community Banks

Banking A new study sponsored by the American Enterprise Institute on the impact of Dodd-Frank on community banks has been published.  The study notes: If community banks are forced to... Read more →

by   |   May 7, 2013

SEC Warns Public Officials About Potential Liability

Litigation The SEC instituted a settled cease-and-desist proceeding against the City of Harrisburg, Pennsylvania for its violations of Section 10(b) of the Securities Exchange Act... Read more →

by   |   May 6, 2013