Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

MSRB Provides State and Local Government Toolkit

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Municipal Advisors The Municipal Securities Rulemaking Board, or MSRB, has launched an online “toolkit” for state and local governments as part of its work to protect municipal entities under the Dodd-Frank Wall Street Reform and Consumer Protection Act. The MSRB is providing information to state and local governments about issuing bonds as it relates to regulations governing […] Read more →

by   |   November 7, 2011

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CFPB to Provide Early Warning of Possible Enforcement Actions

Banking, Consumer Protection The Consumer Financial Protection Bureau, or CFPB, has outlined plans to provide advance notice of potential enforcement actions to individuals and firms under investigation. The... Read more →

by   |   November 7, 2011

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Confidentiality of Form PF Reporting by Hedge Fund and Private Equity Sponsors

Investment Advisers, Private Equity The Dodd-Frank Act established the Financial Stability Oversight Council, or FSOC, for the purpose of monitoring risks to the stability of the U.S. financial system.  Working... Read more →

by   |   November 6, 2011

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DOL Publishes New Rule for Sarb-Ox Retaliation Complaints

Employment The Dodd-Frank Act amended the Sarbanes-Oxley whistleblower provisions. The Department of Labor has published interim final rules to take into account the amendments.  According... Read more →

by   |   November 4, 2011