Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

Deere and HP May Exclude Shareholder Proposals Requesting Mandatory Auditor Rotation

Quinlivan.Stephen.web

Public Companies and Securities Deere and HP received shareholder proposals under Rule 14a-8 requesting that the Company’s Board of Directors and its Audit Committee establish an Audit Firm Rotation Policy that requires that at least every seven years the Company’s audit firm rotate off the engagement for a minimum of three years.  There was some speculation that  although the […] Read more →

by   |   November 27, 2011

msrb

MSRB Rule G-23 Concerning the Activities of Financial Advisors Effective November 27, 2011

Municipal Advisors The Municipal Securities Rulemaking Board (MSRB) reminds brokers, dealers, municipal securities dealers (“dealers”) and municipal advisors of amendments to MSRB Rule G-23, on... Read more →

by   |   November 26, 2011

Dodd-Frank Corporate Governance

Fed Adopts Final Rules Regarding Capital Plans and Announces Stress Tests

Banking The Federal Reserve Board has issued a final rule requiring top-tier U.S. bank holding companies with total consolidated assets of $50 billion or more to submit annual capital... Read more →

by   |   November 26, 2011

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Retailers Launch Litigation on Interchange Fees, Bankers Claim Lawsuit Is Disgraceful

Banking The National Retail Federation, the Food Marketing Institute, the National Association of Convenience Stores and two retailers filed a lawsuit in federal court today saying the... Read more →

by   |   November 26, 2011