Stinson Leonard Street Dodd Frank


The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

SIPC Proposes Bylaw Change

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Broker-Dealer, Public Companies and Securities Securities Investor Protection Corporation, or SIPC, has filed with the SEC a proposed bylaw change.  The SEC has published a notice to solicit comments on the proposed bylaw change from interested persons. Section 4(c)(2) of the Securities Investor Protection Act of 1970, or SIPA, requires SIPC to impose assessments upon its member broker-dealers deemed necessary […] Read more →

by   |   December 1, 2010


Fed Releases Data on Efforts to Stabilize Markets

Banking The Federal Reserve Board has posted detailed information on its public website about more than 21,000 individual credit and other transactions conducted to stabilize markets... Read more →

by   |   December 1, 2010

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CFTC Seeks Public Input on Interagency Carbon Study

Banking, Derivatives, Energy, Insurance, Uncategorized With little fanfare, the CFTC has issued a notice seeking public input on the interagency study required by section 750 of the Dodd-Frank Act with respect to oversight of existing... Read more →

by   |   November 30, 2010


Director Qualifications-SEC Comments and Example Disclosures

Public Companies and Securities There are plenty of new things to remember with the Dodd-Frank Act.  But there were pretty far reaching changes to proxy statements last year as well.  In particular, the... Read more →

by   |   November 26, 2010