Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

Director Qualifications-SEC Comments and Example Disclosures

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Public Companies and Securities There are plenty of new things to remember with the Dodd-Frank Act.  But there were pretty far reaching changes to proxy statements last year as well.  In particular, the director qualification disclosure required by Item 401(e) of Regulation S-K has drawn SEC comment.  About all you can tell from the SEC comments we reviewed is […] Read more →

by   |   November 26, 2010

Stacks of Coins

SEC Proposes Rules Regarding Eligibility of Investment Advisers to Register With the SEC

Banking, Broker-Dealer, Investment Advisers, Private Equity Title IV of the Dodd-Frank Act includes many of the amendments to the Investment Advisers Act implemented by the Dodd-Frank Act.   These amendments include provisions that... Read more →

by   |   November 25, 2010

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CFTC Proposes Rule on Protection of Collateral of Counterparties to Uncleared Swaps

Banking, Derivatives, Energy, Insurance, Uncategorized The CFTC has issued a proposed rule concerning the rights of counterparties of swap dealers (“SDs”) and major swap participants (“MSPs”) with respect to the segregation of... Read more →

by   |   November 24, 2010

Dodd-Frank Corporate Governance

FSOC Holds Second Meeting and Addresses Systematically Important Financial Market Utilities

Banking, Derivatives, Insurance On Tuesday, November 23, Treasury Secretary Tim Geithner, in his capacity as chairperson of the Financial Stability Oversight Council, or FSOC, hosted the second meeting of the... Read more →

by   |   November 24, 2010