Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

CFTC and Bank Regulators Propose Capital & Margin Rules for Swap Dealers and Major Swap Participants

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Banking, Derivatives, Energy Yesterday the CFTC and a group of “prudential regulators”[1] proposed rules regarding capital and margin requirements for uncleared swaps entered into by swap dealers (SDs) and major swap participants (MSPs) (see discussion of proposed rule on SD and MSP definitions here). The CFTC’s rules applies to non-bank SDs and MSPs, while the prudential regulators’ rules […] Read more →

by   |   April 13, 2011

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CFTC Takes Early Enforcement Action Against “Spoofing” in Derivatives Markets

Banking, Derivatives, Energy Recently, the CFTC filed and simultaneously settled charges for $550,0000 against Bunge Global Markets, Inc. (“Bunge”) regarding allegations that Bunge employees had engaged... Read more →

by   |   April 13, 2011

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CFPB and National Association of Attorneys General Presidential Initiative Working Group Release Joint Statement of Principles

Consumer Protection The Consumer Financial Protection Bureau, or CFPB, and the Presidential Initiative Working Group of the National Association of Attorneys General announced agreement on a Joint... Read more →

by   |   April 12, 2011

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Joint CFTC and SEC Study on the Feasibility of Mandating Algorithmic Descriptions for Derivatives

Derivatives The CFTC and the SEC have delivered to Congress a joint staff study on “the feasibility of requiring the derivatives industry to adopt standardized computer-readable algorithmic... Read more →

by   |   April 10, 2011