Latest Dodd-Frank Posts
CFPB Month in Review for August 2016
Banking, CFPB, Consumer Protection, Litigation In case you missed it, here is what the Consumer Financial Protection Bureau (CFPB) was up to over the last month: Enforcement Actions and Litigation Enforcement Action Against First National Bank of Omaha On August 25, 2016, the CFPB announced an enforcement action against First National Bank of Omaha (FNBO) for alleged illegal practices concerning […] Read more →
SEC’s Use of Form PF in Examinations
Derivatives, Private Equity The SEC has again published its annual report to Congress regarding how the SEC has used Form PF data. The section on enforcement and investigation describes the use of the data... Read more →
CFTC Proposes to Amend Whistleblower Rules to Provide Anti-Retaliation Enforcement Authority
Derivatives, Employment, Litigation The CFTC has proposed amendments to its whistleblower rules that reinterpret its anti-retaliation authority and proposes appropriate rule amendments to implement that authority.... Read more →
Preliminary Planning for the 2017 Proxy Season
Public Companies and Securities For those who want to start preparing for the 2017 proxy season, our preliminary list of important considerations is set forth below: Directors’ and Officer’s... Read more →