Latest Dodd-Frank Posts
Proposed Minnesota Public Benefit Corporation Legislation
Uncategorized A bill has been introduced to bring public benefit corporations to Minnesota. The public benefit corporation is a relatively recent legal innovation that occupies a hybrid position between a traditional corporation and a non-profit corporation. A public benefit corporation requires directors to consider the impacts of corporate action on either all stakeholders in general or […] Read more →
A Bad Turn for Reg A+ and Reg D?
Private Equity, Public Companies and Securities SEC Commissioner Luis A. Aguilar gave a speech to an annual conference of the North American Securities Administrators Association, otherwise known as NASAA. On the issue of Reg... Read more →
SEC Issues More FAQs on Conflict Minerals
Public Companies and Securities The SEC has issued nine additional frequently asked questions, or FAQs, on the SEC’s conflict reporting rules. Some of the highlights are: IPSA and DRC Conflict... Read more →
OIG Finds Deficiencies in CFPB Supervisory Activities
Consumer Protection The Office of Inspector General of the Board of Governors of the Federal Reserve System conducted an initial evaluation to assess the operational efficiency and effectiveness of... Read more →