Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

Trump Risk Factors Begin to Appear in SEC Documents

Dodd-Frank Energy Image

Public Companies and Securities Risk factors related to uncertainties resulting from possible policies that may be implemented by President-elect Trump have begun to appear in SEC filings: TPI Composites, Inc. Form 10-Q: The results of the 2016 United States presidential and congressional elections may create regulatory uncertainty for the wind energy sector and may materially harm our business, financial […] Read more →

by   |   November 18, 2016

SEC logo

New Tender Offer CDIs Issued by SEC’s Office of Mergers and Acquisitions

M&A, Public Companies and Securities The SEC’s Division of Corporation Finance staff issued seven Tender Offers and Schedules C&DIs on November 18th in relation to aspects of the tender offer rules under... Read more →

by   |   November 18, 2016

US Capitol Building

Repeal Dodd-Frank in a Spending Bill?

Public Companies and Securities Something must be afoot inside the Beltway, because Sen. Sherrod Brown (D-OH) and Rep. Maxine Waters (D-CA) sent a letter to Senate and House leaders stating they will oppose... Read more →

by   |   November 17, 2016

11379622_S[1]

Four Eye-Opening New C&DIs Issued by the SEC’s Division of Corporation Finance

Public Companies and Securities The SEC’s Division of Corporation Finance released four new compliance and disclosure interpretations (C&DIs) on November 17th addressing aspects of offerings under... Read more →

by   |   November 17, 2016