Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

CFPB Month in Review for August 2016

Banking, CFPB, Consumer Protection, Litigation In case you missed it, here is what the Consumer Financial Protection Bureau (CFPB) was up to over the last month: Enforcement Actions and Litigation Enforcement Action Against First National Bank of Omaha On August 25, 2016, the CFPB announced an enforcement action against First National Bank of Omaha (FNBO) for alleged illegal practices concerning […] Read more →

by   |   September 7, 2016

hedge fund

SEC’s Use of Form PF in Examinations

Derivatives, Private Equity The SEC has again published its annual report to Congress regarding how the SEC has used Form PF data. The section on enforcement and investigation describes the use of the data... Read more →

by   |   September 2, 2016

CFTC logo4

CFTC Proposes to Amend Whistleblower Rules to Provide Anti-Retaliation Enforcement Authority

Derivatives, Employment, Litigation The CFTC has proposed amendments to its whistleblower rules that reinterpret its anti-retaliation authority and proposes appropriate rule amendments to implement that authority.... Read more →

by   |   September 1, 2016

shareholders

Preliminary Planning for the 2017 Proxy Season

Public Companies and Securities For those who want to start preparing for the 2017 proxy season, our preliminary list of important considerations is set forth below: Directors’ and Officer’s... Read more →

by and   |   August 31, 2016