Latest Dodd-Frank Posts
Commission Disapproves BZX Rule Change to List Winklevoss Bitcoin Trust
Public Companies and Securities Previously, the Bats BZX Exchange, Inc. filed a proposed rule change with the Commission, seeking to list and trade shares of the Winklevoss Bitcoin Trust. The SEC Division of Trading and Markets disapproved the proposed rule change. BZX then filed a petition seeking review of the disapproval. The Commission granted BZX’s Petition for Review, seeking […] Read more →
Shareholder Proponent Gets Aggressive with Exempt Solicitations
Public Companies and Securities We have noted an aggressive use of exempt solicitations by a shareholder proponent following the annual meeting when the solicitation is complete or making preemptive strikes... Read more →
SEC Concept Release Explores Bold Changes to Employee Offerings Framework
Executive Compensation, Public Companies and Securities At an open meeting on July 18th, the SEC agreed to issue a concept release exploring modifications and modernization of Rule 701 and Form S-8 for certain offerings for employees,... Read more →
Recent SEC Comments on Revenue Recognition
Public Companies and Securities For those of you who still have time or can tweak your second quarter 10-Q, we have noticed these recent comments on revenue recognition: Netflix, Inc. Please provide us with your... Read more →
by Steve Quinlivan | July 25, 2018