Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Dodd-Frank

SEC Staff Provides Relief for Form 10-Qs under Disclosure Simplification Rules

Public Companies and Securities SEC staff recently issued this Compliance and Disclosure Interpretation: Question 105.09 Question: On August 17, 2018, the SEC adopted amendments to certain disclosure requirements in Securities Act Release No. 33-10532, Disclosure Update and Simplification. The amendments will become effective 30 days after publication in the Federal Register. Among the amendments is the requirement to presentthe... Read more →

by   |   September 25, 2018

Preliminary Planning for the 2019 Proxy Season

Executive Compensation, Public Companies and Securities For those who want to start preparing for the 2019 proxy season, our preliminary list of important considerations is set forth below: Review 162(m) Disclosures in Proxy Statements... Read more →

by , and   |   August 21, 2018

SEC Concept Release Explores Bold Changes to Employee Offerings Framework

Executive Compensation, Public Companies and Securities At an open meeting on July 18th, the SEC agreed to issue a concept release exploring modifications and modernization of Rule 701 and Form S-8 for certain offerings for employees,... Read more →

by   |   July 19, 2018

SEC logo

SEC Reduces Thresholds for Smaller Reporting Company Definition and Requires Mandatory Use of Inline XBRL

Executive Compensation, Public Companies and Securities The SEC has long recognized that smaller issuers should be subject to somewhat less stringent disclosure standards than larger companies. The SEC has referred to this as... Read more →

by , and   |   June 29, 2018