Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

Dodd-Frank and Minnesota Investment Advisers

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Private Equity, Public Companies and Securities The Interaction Between Dodd-Frank and Minnesota Regulation of Investment Advisers Before enactment of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the following rules applied under the Investment Advisers Act of 1940: The Investment Advisers Act precluded investment advisers with less than $25 million in assets under management from registering with the SEC and […] Read more →

by , and   |   August 5, 2010

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Whistleblowers, Dodd-Frank and Sarbanes-Oxley

Employment, Litigation, Public Companies and Securities The Dodd-Frank Act and the Sarbanes-Oxley Act both have provisions for whistleblowers.  Public companies need to be familiar with all of these provisions. The Dodd-Frank Act... Read more →

by   |   August 5, 2010

Dodd-Frank and Seniors — Grants Available for State Agencies

Insurance, Public Companies and Securities The Dodd-Frank Act contains provisions designed to help protect seniors (62 and over) from being victimized by persons who market securities, insurance products, or financial... Read more →

by   |   August 5, 2010

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The SEC Moves Forward on Dodd-Frank

Public Companies and Securities Although President Obama only recently signed the Dodd-Frank Wall Street Reform and Consumer Protection Act, the SEC has actively taken steps to implement the new law. Remarks of... Read more →

by   |   August 2, 2010