Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

CFTC Staff to Host Public Roundtable to Discuss Individual Customer Collateral Protection

Dodd-Frank Corporate Governance

Banking, Derivatives, Insurance, Public Companies and Securities Staff of the Commodity Futures Trading Commission (CFTC) will hold a public roundtable on October 22, 2010, from 1:00 p.m. to 4:00 p.m., to discuss issues related to individual customer collateral protection. The roundtable will assist the CFTC in the rulemaking process to implement the Dodd-Frank Wall Street Reform and Consumer Protection Act.  Major agenda […] Read more →

by   |   October 17, 2010

Dodd-Frank Corporate Governance

Joint CFTC and SEC Roundtable on Credit Default Swaps

Banking, Derivatives The Securities and Exchange Commission and Commodity Futures Trading Commission staffs will hold a public roundtable on October 22 from 9 a.m. to noon to discuss issues related to... Read more →

by   |   October 16, 2010

SEC logo

More Examples of Dodd-Frank Disclosures in SEC Filings

Public Companies and Securities Our further review of Dodd-Frank disclosures in SEC filings indicates disclosures continue to be included in risk factors, descriptions of internal control matters and... Read more →

by   |   October 15, 2010

SEC Requests Comment on Study of SOX Compliance Burden

Public Companies and Securities On October 14, the SEC recently issued a release requesting public comment in connection with a study relating to ways in which the SEC could reduce the burden of complying with... Read more →

by   |   October 15, 2010