Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

FDIC Creates Office of Complex Financial Institutions

Stacks of Coins

Banking The FDIC Board of Directors today approved the creation of a new Office of Complex Financial Institutions (CFI) and Division of Depositor and Consumer Protection (DCP) to help carry out its responsibilities under the Dodd-Frank Wall Street Reform and Consumer Protection Act. The CFI will perform continuous review and oversight of bank holding companies with […] Read more →

by   |   August 10, 2010

Say on Pay and Broker Non-Votes

Executive Compensation, Public Companies and Securities The Dodd-Frank Act expands the areas in which brokers are prohibited from voting unless they have received specific client instructions.  Section 957 of the Act amends the... Read more →

by   |   August 10, 2010

What Does a Clawback Policy Look Like?

Employment, Executive Compensation, Public Companies and Securities   Section 954 of the Dodd_Frank Act requires national securities exchanges (meaning for instance, the NYSE, Amex and Nasdaq) to adopt rules as directed by the SEC, which rules... Read more →

by   |   August 9, 2010

SEC logo

Record Keeping Requirements for Advisers to Private Funds

Private Equity The Dodd-Frank Wall Street Reform and Consumer Protection Act requires certain investment advisers to “private funds” to maintain certain records and file reports with the SEC... Read more →

by and   |   August 8, 2010