Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

Be Careful What You Tell the Rating Agencies – Regulation FD Revised

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Banking, Insurance, Public Companies and Securities This SEC revised Regulation FD to implement Section 939B of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, which requires that the SEC amend Regulation FD to remove the specific exemption from the rule for disclosures made to nationally recognized statistical rating organizations and credit rating agencies for the purpose of determining […] Read more →

by   |   September 29, 2010

US Capitol Building

SEC Approves NASDAQ Rule on Uninstructed Shares

Public Companies and Securities Section 957 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”) adopted new Section 6(b)(10) of the Securities Exchange Act.  This new... Read more →

by   |   September 28, 2010

SEC Soon Not to be Free to Keep Certain Information Confidential

Litigation, Public Companies and Securities One of the more controversial provisions of the Dodd-Frank Act allows information gathered by the SEC in its examination and investigation of those entities it regulates to not be... Read more →

by   |   September 27, 2010

Dodd-Frank Corporate Governance

FDIC Considers New Deposit Insurance Assessment Authority

Banking As part of the implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act, the Federal Deposit Insurance Corporation held a roundtable discussion on September... Read more →

by   |   September 27, 2010