Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

Gensler States Foreign Banks Subject to CFTC Rules When Dealing With US Counterparties

Banking, Derivatives In remarks before the Institute of International Bankers on October 21, 2010, CFTC Chairman Gary Gensler addressed the question on whether a foreign bank can be regulated in the U.S. as a swap dealer when dealing with US counterparties.  According to Mr. Gensler, the answer is “Yes.”   Mr. Gensler stated the Dodd-Frank Act provides that […] Read more →

by   |   October 31, 2010

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ISS Likely to Favor Annual Say-On-Pay Vote

Public Companies and Securities ISS announced the opening of its annual comment period for its 2011 proxy voting policies. The comment period, part of ISS’ policy development process, offers institutional... Read more →

by   |   October 29, 2010

Sample Language for a Say-on-Pay Proposal

Executive Compensation, Public Companies and Securities The SEC’s rule proposal for say-on-pay makes it sound like it should be easy to draft.  The proposal states that issuers are not required to use any specific language or form... Read more →

by   |   October 28, 2010

FINRA Ups the Retail Customer Disclosure Ante

Broker-Dealer The Dodd-Frank Act clearly emphasized the need to clarify the ongoing confusion, especially in the eyes of the retail investing public, of the distinctions between broker-dealers... Read more →

by   |   October 28, 2010