Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

Executive Compensation Policy Considerations and Dodd-Frank

Dodd-Frank Corporate Governance

Executive Compensation, Public Companies and Securities While the Dodd-Frank Act will continue to pose new and often novel compliance challenges for public companies for the foreseeable future (much like the Sarbanes-Oxley Act did in 2002), Bill George offers some good high-level insights in a recent Business Week piece that may help lessen the sting of some of the Act’s provisions in the long […] Read more →

by   |   September 10, 2010

SEC logo

Proxy Access: What do SEC Filings Reveal?

Executive Compensation, Public Companies and Securities References to Rule 14a-11 are beginning to show up in public filings.  Set forth below are some examples.  The examples show the multitude of ways in which Rule 14a-11 will... Read more →

by   |   September 9, 2010

CFTC to Publish All Outside Meetings Regarding Implementation of Dodd-Frank

Banking, Derivatives, Energy, Insurance In an effort to keep implementation of the Dodd-Frank Act transparent, the CFTC has begun publishing a list of all meetings with outside organizations regarding implementation of... Read more →

by   |   September 8, 2010

US Capitol Building

SEC, CFTC To Host Joint September Roundtables On Swap and Security-Based Swap Matters

Banking, Energy, Insurance, Public Companies and Securities Staff from the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) will hold two joint public roundtables in September on issues relating to... Read more →

by   |   September 8, 2010