Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

SEC Requests Comment on Study of SOX Compliance Burden

Public Companies and Securities On October 14, the SEC recently issued a release requesting public comment in connection with a study relating to ways in which the SEC could reduce the burden of complying with Section 404(b) of the Sarbanes-Oxley Act of 2002 for companies whose public float is between $75 million and $250 million.   The study is called […] Read more →

by   |   October 15, 2010

CFTC to Hold Open Meeting on Second Series of Proposed Rules under the Dodd-Frank Act

Derivatives The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Tuesday, October 19, 2010, at 9:30 a.m. to consider the issuance of the following proposed... Read more →

by   |   October 13, 2010

Stacks of Coins

SEC Proposes Rules to Mitigate Conflicts of Interest Involving Security-Based Swaps

Broker-Dealer, Derivatives The SEC has proposed rules intended to mitigate conflicts of interest for security-based swap clearing agencies, security-based swap execution facilities, and national securities... Read more →

by   |   October 13, 2010

US Capitol Building

SEC Adopts Interim Rule on Reporting and Record Retention for Pre-Enactment Security-Based Swaps

Broker-Dealer, Derivatives Section 766 of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act  requires the SEC to adopt an interim final rule for the reporting of security-based... Read more →

by   |   October 13, 2010