Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

Municipal Advisers Must Register With the SEC by October 1

Stacks of Coins

Banking, Insurance, Public Companies and Securities The Securities and Exchange Commission announced on September 2, 2010, that it has adopted a temporary rule requiring municipal advisors to register with the SEC by October 1, a deadline established by the newly-enacted Dodd-Frank Wall Street Reform and Consumer Protection Act. Municipal advisors provide advice to state and local governments and other borrowers involved […] Read more →

by   |   September 2, 2010

Dodd-Frank Corporate Governance

You Received a Proxy Access Notice — Now What?

Public Companies and Securities Upon receipt of a notice of a shareholder nominee under the proxy access rules, public companies have a series of decisions to make with tight time lines imposed by the new proxy... Read more →

by   |   September 1, 2010

FDIC Commences Roundtable Discussions on the Dodd-Frank Act

Banking In connection with the implementation of the Dodd-Frank Act, the FDIC announced a series of roundtable discussions with external parties. The first discussion was held on August... Read more →

by   |   September 1, 2010

US Capitol Building

CFTC Issues Final Rules on Retail Forex Trading

Banking, Insurance, Public Companies and Securities The U.S. Commodity Futures Trading Commission has issued regulations concerning off-exchange retail foreign currency transactions. The rules implement provisions of the Dodd-Frank... Read more →

by   |   September 1, 2010