Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

Dodd-Frank and Investment Advisors

Private Equity The Dodd-Frank Wall Street Reform and Consumer Protection Act contains several provisions that will have a significant impact on investment advisors and removes some key exemptions from the requirement to register as an investment advisor. Dodd-Frank also contains a “private fund” definition, which is a keystone for a number of other provisions contained in the […] Read more →

by   |   July 25, 2010

Dodd-Frank Subjects Energy Derivatives Trading to New CFTC Regulation

Derivatives, Energy Dodd-Frank subjects the over-the-counter derivatives market in energy and other commodities to an expansive new regulatory regime to be placed under the jurisdiction of the... Read more →

by   |   July 25, 2010

Employment for Dodd Frank

Dodd-Frank and Employment Law

Employment The Dodd-Frank Act provides a monetary incentive for whistleblowers that provide the SEC with useful information.  The Act includes parallel non-retaliation provisions for... Read more →

by   |   July 25, 2010

Dodd-Frank Corporate Governance

Dodd-Frank and Corporate Governance and Public Companies

Public Companies and Securities The Dodd-Frank Act will significantly impact the proxy process and the annual meeting with nonbinding say-on-pay votes, additional disclosures regarding executive compensation and... Read more →

by   |   July 25, 2010