Latest Dodd-Frank Posts
Be Careful What You Tell the Rating Agencies – Regulation FD Revised
Banking, Insurance, Public Companies and Securities This SEC revised Regulation FD to implement Section 939B of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, which requires that the SEC amend Regulation FD to remove the specific exemption from the rule for disclosures made to nationally recognized statistical rating organizations and credit rating agencies for the purpose of determining […] Read more →
SEC Approves NASDAQ Rule on Uninstructed Shares
Public Companies and Securities Section 957 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”) adopted new Section 6(b)(10) of the Securities Exchange Act. This new... Read more →
SEC Soon Not to be Free to Keep Certain Information Confidential
Litigation, Public Companies and Securities One of the more controversial provisions of the Dodd-Frank Act allows information gathered by the SEC in its examination and investigation of those entities it regulates to not be... Read more →
FDIC Considers New Deposit Insurance Assessment Authority
Banking As part of the implementation of the Dodd Frank Wall Street Reform and Consumer Protection Act, the Federal Deposit Insurance Corporation held a roundtable discussion on September... Read more →