Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

Corwin Stops Litigation Where Deal Protection Measures are not Preclusive

Litigation, M&A In Re Paramount Gold And Silver Corp. Stockholders Litigation examines the interaction of Corwin, Unocal and deal protection measures.  At issue was a Merger Agreement which provided for Coeur Mining, Inc. to acquire all of the outstanding shares of Paramount Gold and Silver Corporation’s common stock after Paramount spun off its Nevada assets into SpinCo. […] Read more →

by   |   April 17, 2017

Enforcement Sweep Snares Issuers for Paid Stock Promotions

Litigation, Public Companies and Securities The SEC announced enforcement actions against 27 individuals and entities behind various alleged stock promotion schemes that left investors with the impression they were reading... Read more →

by   |   April 10, 2017

SEC Staff Relaxes Conflict Minerals Reporting

Public Companies and Securities Effective immediately, the SEC staff has relaxed conflict minerals reporting requirements by public companies. The change was triggered by the entry of a final judgment in the... Read more →

by   |   April 7, 2017

Equity Grants to Directors Subject to Business Judgment Review as a Result of Specific Plan Limits

Employment, Executive Compensation, Litigation, Public Companies and Securities The Delaware Court of Chancery examined equity grants to directors in In Re Investors Bancorp, Inc. Stockholder Litigation.  The equity incentive plan, or EIP, at issue included... Read more →

by   |   April 5, 2017