Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

SEC Requires Hyperlinking of Exhibits

Public Companies and Securities The SEC has adopted rules which will require public companies, or registrants, to include a hyperlink to each exhibit identified in an exhibit index, unless the exhibit is filed in paper pursuant to a temporary or continuing hardship exemption under Rules 201 or 202 of Regulation S-T, or pursuant to Rule 311 of Regulation S-T. This requirement […] Read more →

by   |   March 5, 2017

Recent Schedule 14N Filings

Public Companies and Securities GAMCO Asset Management Inc. made the news when it became the first to submit a Schedule 14N announcing a nominee for National Fuel Gas’ board of directors using a proxy access... Read more →

by   |   February 27, 2017

Trump Orders Agencies to Form Regulatory Reform Task Forces

Trump President Trump has issued an Executive Order which requires the head of each agency to designate an agency official as its Regulatory Reform Officer, or RRO. Each RRO will... Read more →

by   |   February 24, 2017

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SEC to Consider Requiring Inline XBRL Reporting and Comments on Disclosures in the Financial Services Industry

Public Companies and Securities The SEC has issued a notice of a meeting to consider: Whether to propose amendments to rules and forms to require the use of the Inline XBRL format for the submission of operating... Read more →

by   |   February 23, 2017