Stinson Leonard Street Dodd Frank


The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

Court Rejects Regulation A+ Challenge

job creation just ahead

Public Companies and Securities The States of Montana and Massachusetts had previously challenged Regulation A+’s preemption of state securities registration and qualification requirements in Tier-2 offerings. The United States Court of Appeals for the District of Columbia rejected the States’ challenge. The dispute largely centered on the grant of authority to the SEC under the JOBS Act to define […] Read more →

by   |   June 14, 2016


SEC Brings First Action under Dodd-Frank Municipal Advisor Antifraud Rules

Litigation, Municipal Advisors Two California-based municipal advisory firms and their executives have agreed to settle SEC charges that they used deceptive practices when soliciting the business of five... Read more →

by   |   June 13, 2016

crowdfunding arrow

Final MNvest Rules Adopted

Crowdfunding On June 13, the final administrative rules implementing the MNvest intra-state crowdfunding exemption were adopted. The MNvest Rules were first proposed back in November of... Read more →

by   |   June 13, 2016

financial statements

SEC Sets Disclosure Expectations as New Revenue Recognition Standard Implementation Nears

Public Companies and Securities Speaking at a conference, Wesley R. Bricker, SEC Deputy Chief Accountant gave his views on appropriate disclosure as public companies approach implementation of the new revenue... Read more →

by   |   June 10, 2016