Stinson Leonard Street Dodd Frank


The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

Loan Syndicators Sue to Invalidate Risk Retention Rules

Scale and Gavel

Banking, Litigation The Loan Syndications and Trading Association, or LSTA, is a not-for-profit trade association representing members participating in the syndicated corporate loan market.   The LSTA has petitioned the United States Court of Appeals for the District of Columbia for review of the SEC and the Fed’s rules relating to credit risk retention and Section 941 of […] Read more →

by   |   November 26, 2014

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CFTC Gives Treasury Affiliates More Relief From Clearing Requirements

Derivatives The CFTC issued a no-action letter providing further relief for eligible treasury affiliates that enter into swaps that are subject to the clearing requirement in section 2(h)(1)... Read more →

by   |   November 26, 2014

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CFTC Grants Family Offices Relief From Registration as Commodity Trading Advisors

Investment Advisers The CFTC previously granted family offices no-action relief from registration as commodity pool operators.  That letter did not provide an exemption from registration as a... Read more →

by   |   November 25, 2014


CFTC Proposes Important Clarification on Forward Contracts with Embedded Volumetric Optionality

Derivatives, Energy The CFTC has published an important proposed clarification to its seven element test regarding forward contracts with embedded volumetric optionality (EVO). The proposed... Read more →

by   |   November 22, 2014