Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

Repeal Dodd-Frank in a Spending Bill?

US Capitol Building

Public Companies and Securities Something must be afoot inside the Beltway, because Sen. Sherrod Brown (D-OH) and Rep. Maxine Waters (D-CA) sent a letter to Senate and House leaders stating they will oppose ideological policy riders to year-end funding legislation aimed at rolling back protections of the Dodd-Frank Wall Street Reform law. The letter stated in part as follows: […] Read more →

by   |   November 17, 2016

Four Eye-Opening New C&DIs Issued by the SEC’s Division of Corporation Finance

Public Companies and Securities The SEC’s Division of Corporation Finance released four new compliance and disclosure interpretations (C&DIs) on November 17th addressing aspects of offerings under... Read more →

by   |   November 17, 2016

A Window into Trump’s SEC?

Public Companies and Securities Insights into an SEC composed of Trump appointees can be gleaned from Financial Services Committee Chairman Jeb Hensarling’s (R-TX) opening statements at a committee hearing... Read more →

by   |   November 15, 2016

CFTC Approves Final Rule for Filing Chief Compliance Officer Annual Reports

Derivatives The CFTC approved a final rule amending a CFTC regulation addressing the timing for filing chief compliance officer annual reports for certain registrants. The final rule amends... Read more →

by   |   November 13, 2016