Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

SEC Reports on Use of Form PF Data

private equity

Investment Advisers, Private Equity The SEC has issued its annual report on use of Form PF data. In its  examination and enforcement programs regarding registered investment advisers that manage private funds, the staff generally reviews information contained in the Form PF filing for inconsistencies with other information obtained from an adviser during an examination, such as due diligence reports, […] Read more →

by   |   August 18, 2014

msrb

MSRB Seeks to Extend Pay-to-Play Rule to Municipal Advisors

Banking, Broker-Dealer, Municipal Advisors The Municipal Securities Rulemaking Board, or MSRB, is requesting comment on draft amendments to Rule G-37, the MSRB’s pay-to-play rule for municipal securities dealers, that... Read more →

by   |   August 18, 2014

US Capitol Building

FinCEN Seeks to Turn Beneficial Ownership Disclosure of Private Entities on its Head

Banking My colleagues over at our banking blog have highlighted proposed regulations by the Financial Crimes Enforcement Network, or FinCEN, under the Bank Secrecy Act  which are meant... Read more →

by   |   August 17, 2014

accountant2

FNMA Survey Indicates QM Rules Lead to Increased Lender Costs

Banking, Consumer Protection FannieMae has released a survey that indicates the CFPB’s Ability-to-Repay (“ATR”) and Qualified Mortgage (“QM”) rules will lead to increased lender costs. ... Read more →

by   |   August 14, 2014