Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

SEC Approves Revised NYSE Material News Release Rule

Public Companies and Securities The SEC has approved the NYSE’s proposal to amend Section 202.06 of the Listed Company Manual to prohibit listed companies from issuing material news after the official closing time for the NYSE’s trading session until the earlier of: publication of such company’s official closing price on the Exchange, or five minutes after the NYSE’s official […] Read more →

by   |   December 6, 2017

Critical Audit Matters (CAMs) and M&A

M&A, Public Companies and Securities The SEC has approved the PCAOB’s standard regarding the communication of critical audit matters for public companies, referred to as CAMs, which will provide information in the... Read more →

by   |   December 3, 2017

Apple Seeks to Exclude Shareholder Proposal Based on Board Process in SLB 14I

Uncategorized In the closely watch area of shareholder proposals, Apple is seeking to exclude a shareholder proposal  regarding the establishment of a Human Rights Committee because it... Read more →

by   |   November 25, 2017

House Committee to Consider Repeal of Conflict Minerals and Mine Safety Disclosures

Public Companies and Securities The House Financial Services Committee has announced it intends to meet to consider mark-ups of bills to repeal the conflicts minerals disclosures (H.R. 4248) and mine safety... Read more →

by   |   November 11, 2017