Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

Preliminary Planning for the 2018 Proxy Season

Public Companies and Securities For those who want to start preparing for the 2018 proxy season, our preliminary list of important considerations is set forth below: Directors’ and Officers’ Questionnaires We are not aware of any regulatory changes that would require directors’ and officers’ questionnaires to be updated. Say-on-Pay Frequency Vote Rule 14a-21(b) requires a say-on-pay frequency vote every […] Read more →

by , , and   |   August 29, 2017

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SEC Inspector General Concludes Acting Chairman Piwowar’s Actions Were Lawful

Public Companies and Securities In an investigation conducted at the request of four Senators, the SEC Inspector General concluded “we do not find that Commissioner Piwowar’s actions as Acting Chairman... Read more →

by   |   August 25, 2017

SEC Staff Updates Revenue Recognition Guidance for New Standard

Public Companies and Securities The SEC’s Office of the Chief Accountant and Division of Corporation Finance released Staff Accounting Bulletin (SAB) No. 116 that brings existing SEC staff guidance into... Read more →

by   |   August 19, 2017

SEC Approves NYSE Rule Change Regarding Dividend Notification Requirements

Public Companies and Securities The SEC has approved a change to the NYSE’s rules which requires listed companies to provide dividend notifications to the Exchange at least 10 minutes prior to... Read more →

by   |   August 17, 2017