Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Dodd-Frank Blog

FDIC Board Proposes Comprehensive, Long-range Fund Management Plan

US Capitol Building

Banking The Board of Directors of the Federal Deposit Insurance Corporation (FDIC) today voted to propose a comprehensive, long-range plan for deposit insurance fund management with the goals of maintaining a positive fund balance, even during periods of large fund losses, and maintaining steady, predictable assessment rates throughout economic and credit cycles. This plan was formulated […] Read more →

by   |   October 19, 2010

SEC Proposes Say-On-Pay Rules

Banking, Executive Compensation, Public Companies and Securities The SEC has proposed amendments (Release No. 33-9153) to its rules to implement the provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to... Read more →

by   |   October 18, 2010

Dodd-Frank Corporate Governance

CFTC Staff to Host Public Roundtable to Discuss Individual Customer Collateral Protection

Banking, Derivatives, Insurance, Public Companies and Securities Staff of the Commodity Futures Trading Commission (CFTC) will hold a public roundtable on October 22, 2010, from 1:00 p.m. to 4:00 p.m., to discuss issues related to individual... Read more →

by   |   October 17, 2010

Dodd-Frank Corporate Governance

Joint CFTC and SEC Roundtable on Credit Default Swaps

Banking, Derivatives The Securities and Exchange Commission and Commodity Futures Trading Commission staffs will hold a public roundtable on October 22 from 9 a.m. to noon to discuss issues related to... Read more →

by   |   October 16, 2010

SEC logo

More Examples of Dodd-Frank Disclosures in SEC Filings

Public Companies and Securities Our further review of Dodd-Frank disclosures in SEC filings indicates disclosures continue to be included in risk factors, descriptions of internal control matters and... Read more →

by   |   October 15, 2010

SEC Requests Comment on Study of SOX Compliance Burden

Public Companies and Securities On October 14, the SEC recently issued a release requesting public comment in connection with a study relating to ways in which the SEC could reduce the burden of complying with... Read more →

by   |   October 15, 2010

CFTC to Hold Open Meeting on Second Series of Proposed Rules under the Dodd-Frank Act

Derivatives The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Tuesday, October 19, 2010, at 9:30 a.m. to consider the issuance of the following proposed... Read more →

by   |   October 13, 2010

Stacks of Coins

SEC Proposes Rules to Mitigate Conflicts of Interest Involving Security-Based Swaps

Broker-Dealer, Derivatives The SEC has proposed rules intended to mitigate conflicts of interest for security-based swap clearing agencies, security-based swap execution facilities, and national securities... Read more →

by   |   October 13, 2010

US Capitol Building

SEC Adopts Interim Rule on Reporting and Record Retention for Pre-Enactment Security-Based Swaps

Broker-Dealer, Derivatives Section 766 of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act  requires the SEC to adopt an interim final rule for the reporting of security-based... Read more →

by   |   October 13, 2010