Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Dodd-Frank Litigation

SEC Busts Apollo for Disclosure and Supervisory Failures

enforcement

Investment Advisers, Litigation, M&A, Private Equity The SEC charged four private equity fund advisers affiliated with Apollo Global Management for misleading fund investors about fees and a loan agreement and failing to supervise a senior partner who charged personal expenses to the funds. Apollo did not admit or deny the SEC’s findings.  According to the SEC: Apollo entered into certain monitoring […] Read more →

by   |   August 23, 2016

CFPB Presents New Regulatory Requirements for Third-Party Debt Collectors

Banking, CFPB, Litigation By Timothy McTaggart and Zane Gilmer On July 28, 2016, the Consumer Financial Protection Bureau (CFPB) released an outline of proposals and alternatives under consideration for... Read more →

by   |   August 12, 2016

Top 5 Things the Financial Industry Needs to do in Response to the CFPB’s Proposed Arbitration Rule

Banking, CFPB, Consumer Protection, Litigation By Zane Gilmer and Liz Kramer On May 5, 2016, the Consumer Financial Protection Bureau (CFPB) announced a long awaited and highly controversial proposed rule that, if adopted,... Read more →

by   |   July 24, 2016

CFPB Week in Review

Banking, CFPB, Consumer Protection, Litigation The Consumer Financial Protection Bureau (CFPB) had another busy week.  Here is an overview of what the CFPB was up to recently: Enforcement Actions and Litigation Enforcement... Read more →

by   |   July 24, 2016