Stinson Leonard Street Dodd Frank


The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Dodd-Frank Litigation

Delaware Addresses Exclusive Representations, Integration and Exclusive Remedies Provisions


Litigation, M&A, Private Equity In Prairie Capital III, L.P. v. Double E Holding Corp. the Delaware Court of Chancery examined exclusive representations and integration clauses, omissions and exclusive remedies provisions.  The opinion notes: Delaware law enforces clauses that identify the specific information on which a party has relied and which foreclose reliance on other information. A party cannot promise, […] Read more →

by   |   November 28, 2015

job creation just ahead

Crowdfunders and Crowdfunding Service Providers Beware

Broker-Dealer, Crowdfunding, Litigation, Public Companies and Securities If you are planning to move into the crowdfunding consulting or platform area make sure you are familiar with the SEC broker-dealer rules, which require registration before... Read more →

by   |   November 26, 2015

hedge fund

SEC Nabs Private Equity Sponsor for Conflicting Investments

Investment Advisers, Litigation, Private Equity JH Partners, LLC, a private equity sponsor, recently agreed to settle SEC charges.  According to the SEC the proceedings arose from negligent breaches of fiduciary duty by JHP,... Read more →

by   |   November 25, 2015

CFPB Releases Monthly Consumer Complaint Report for October 2015

Banking, CFPB, Consumer Protection, Litigation On November 24, 2015, the Consumer Financial Protection Bureau (CFPB) released its latest Monthly Complaint Report for October 2015, which provides an overview of three-month... Read more →

by   |   November 24, 2015