Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

CFTC Says Securitization SPVs Eligible for End-User Exception

CFTC logo4

Derivatives The CFTC issued a no-action letter to Ford Motor Credit to clarify that a securitization special purpose vehicle, or SPV, that is wholly-owned by, and consolidated with, a captive finance company (as described in Section 2(h)(7)(C)(iii) of the Commodity Exchange Act, or CEA) qualifies as a captive finance company and, therefore, is eligible to elect […] Read more →

by   |   May 4, 2015

shareholders

Proxy Access — Week of April 26

Public Companies and Securities During the week of April 26, 2015, 8-Ks were filed that disclosed two shareholder sponsored proxy access proposals passed and two failed.  All required three percent ownership... Read more →

by   |   May 1, 2015

executive compensation

Director Equity Grants Subject to Entire Fairness Review

Executive Compensation, Litigation, Public Companies and Securities In Valma v. Templeton et al, the Delaware Court of Chancery held that grants of restricted stock units, or RSUs, to directors of Citrix Systems, Inc. were subject to an entire... Read more →

by   |   May 1, 2015

US Capitol Building

Agencies Issue Final Rule on Minimum Requirements for Appraisal Management Companies

Banking Six federal financial regulatory issued a final rule that implements minimum requirements for state registration and supervision of appraisal management companies, or AMCs. An AMC... Read more →

by   |   April 30, 2015