Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

Court Enters Final Judgment in Conflict Minerals Case

Public Companies and Securities The United States District Court for the District of Columbia has entered a final judgment in the conflict minerals case. The final judgment is identical to the proposed judgment which we described here. It’s important to remember that public companies subject to the conflict minerals rules must continue to make conflict minerals filings consistent with […] Read more →

by   |   April 3, 2017

Stockholder Vote Fails Corwin Test

M&A In Re Saba Software, Inc. Stockholder Litigation considered whether a stockholder vote satisfied the Corwin test for a full informed, uncoerced vote to determine if the shift to... Read more →

by   |   April 2, 2017

Read the New Rules before You Make Your Next SEC Filing

Public Companies and Securities The SEC has issued final rules that reflect self-executing provisions of the JOBS Act. Because they were self-executing provisions of the JOBS Act, they do not change existing... Read more →

by   |   April 1, 2017

CFTC Initiates Project KISS

Derivatives In remarks at a conference, CFTC Acting Chairman J. Christopher Giancarlo announced the CFTC’s intent to comply with an Executive Order which requires each agency to... Read more →

by   |   March 31, 2017