Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

SEC Brings Enforcement Action for Failure to Verify Accredited Investor Status

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Litigation, Public Companies and Securities CoinAlpha Advisors LLC was formed for the purpose of investing in digital assets. From October 2017 through May 2018 CoinAlpha raised approximately $600,000 from 22 investors, residing in at least five U.S. states. Through this offering, the investors purchased limited partnership interests in a fund formed by CoinAlpha in exchange for a pro rata share […] Read more →

by   |   December 8, 2018

Stacks of Coins

Court Refuses to Issue Preliminary Injunction to Halt Initial Coin Offering

Litigation, Public Companies and Securities, Uncategorized In SEC v. Blockvest, LLC, the United States District Court for the Southern District of California examined the SEC’s argument for a preliminary injunction halting an initial... Read more →

by   |   December 2, 2018

Failure to Provide Audited Financial Statements Precludes Reliance on Corwin

M&A, Private Equity, Public Companies and Securities In Re Tangoe, Inc. Stockholders Litigation was one of those situations where everything that could go wrong did.  According to the Plaintiff, the Tangoe directors breached their... Read more →

by   |   November 24, 2018

ISS Publishes Preliminary 2019 Compensation FAQs

Employment, Executive Compensation, Public Companies and Securities ISS has published preliminary frequently asked questions related to compensation policies for 2019. Some key observations are noted below. Will any of the quantitative... Read more →

by   |   November 21, 2018