Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

SEC Says Use IP Addresses to Control Intrastate Offerings

advertising

Public Companies and Securities In a new CDI, the SEC indicates it may be possible to use IP addresses to control internet communications so that offers are made only in one state and qualify for the intrastate exemption under Rule 147.  In Securities Act Rules CDI 141.05, SEC staff states: “Issuers could implement technological measures to limit communications that […] Read more →

by   |   October 2, 2014

insurance

Federal Insurance Office Issues Second Annual Report

Insurance The office of the Treasury Department known as the Federal Insurance Office, or FIO, released its second Annual Report on the Insurance Industry.  Under the Dodd-Frank Wall... Read more →

by   |   September 28, 2014

CFPB logo

GAO Says CFPB Needs to Improve Data Privacy and Security

Banking, Consumer Protection, Uncategorized To fulfill its statutory responsibilities, the CFPB collects large amounts of consumer financial data on credit card accounts, mortgage loans, and other products through one-time... Read more →

by   |   September 25, 2014

claw back

CEO Hit With Sarb-Ox Clawback

Employment, Litigation, Public Companies and Securities The former CEO of Saba Software, Inc. agreed to repay over $2.5 million in bonuses, other incentive-based or equity-based compensation, and stock sale profits pursuant to Section... Read more →

by   |   September 24, 2014