Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

GAMCO Folds on Rejection of Proxy Access Nominee

Public Companies and Securities As previously noted, National Fuel Gas had rejected a proxy access nominee submitted by GAMCO Asset Management Inc. because of non-conformance with National Fuel’s proxy access by-law. Many wondered what would happen next.  It didn’t take long to find out, as GAMCO has filed an amended Schedule13D which notes “Lance Bakrow informed GAMCO this morning […] Read more →

by   |   November 28, 2016

First Proxy Access Nominee Rejected

Public Companies and Securities GAMCO Asset Management Inc. made the news when it became the first to submit a nominee for National Fuel Gas’ board of directors using a proxy access by-law. National Fuel... Read more →

by   |   November 25, 2016

SEC Issues Report on Modernization and Simplification of Regulation S-K Required by FAST Act

Uncategorized Section 72003 of the FAST Act directs the SEC to carry out a study of Regulation S-K’s requirements and to consult with the Commission’s Investor AdvisoryCommittee (the... Read more →

by   |   November 24, 2016

Conflict Minerals Legislation Coming to the EU

Public Companies and Securities According to this Reuters article and a blog by Elm Sustainability Partners LLC, an informal deal for EU conflict minerals legislation has been reached. The final text will be... Read more →

by   |   November 24, 2016