Stinson Leonard Street Dodd Frank


The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

Regulators Change Bank Audit Committee Duties as Audit Season Begins

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Banking The Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation, and the Office of the Comptroller of the Currency issued an advisory to indicate their support for the principles and expectations set forth in Parts 1 and 2, respectively, of the Basel Committee on Banking Supervision’s March 2014 guidance on “External […] Read more →

by   |   January 22, 2016

CFPB’s First Public Enforcement Action of 2016 is Against Colorado Auto Sales Company

Banking, CFPB, Consumer Protection, Litigation On January 21, 2016, the Consumer Financial Protection Bureau (CFPB) announced an administrative enforcement action against Y King S Corp., d/b/a Herbies Auto Sales (Herbies), a... Read more →

by   |   January 21, 2016


SEC Permits Shareholder Proposal for Favoring Repurchases over Dividends to Move Forward

Public Companies and Securities The SEC has denied no-action relief to exclude the following shareholder proposal submitted to several companies by Jonathan Kalodimos: Resolved: Shareholders of ITT Corporation... Read more →

by   |   January 21, 2016


Settlement with an Activist Investor is not a Defensive Measure

Litigation, M&A A recent case decided by the Delaware Court of Chancery, In Re Ebix, Inc., held settlement with an activist investor, Barrington Capital Group, L.P. was not a defensive measure... Read more →

by   |   January 20, 2016