Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

It’s “Nasdaq”, not “NASDAQ”, According to Nasdaq

Public Companies and Securities Nasdaq has filed an immediately effective rule change with the SEC to reflect a corporate branding change to Nasdaq’s name. Specifically, current references in Nasdaq’s governing documents and rules will be changed as follows: References to “NASDAQ” will be changed to “Nasdaq” References to “The NASDAQ Stock Market LLC” or “NASDAQ Stock Market LLC” will […] Read more →

by   |   October 24, 2017

SEC Approves PCAOB’s Changes to Audit Reports

Public Companies and Securities The SEC has approved the Public Company Accounting Oversight Board’s (“PCAOB”) new standard for audit reports on public company financial statements. The new... Read more →

by , and   |   October 24, 2017

ISS Policy Application Survey Highlights Director Pay and Gender Pay Gap

Executive Compensation, Public Companies and Securities This year ISS conducted two surveys. One was a high-level survey covering a small number of fundamental and high-profile topics.  We reported the results here.  ISS has now... Read more →

by   |   October 19, 2017

NASDAQ Company Discusses Plan for Initial Coin Offering

Public Companies and Securities Social Reality, Inc. (NASDAQ:SRAX) discussed its plans for an initial coin offering with analysts on October 17, 2017. Its stock closed up 70% on the news. It works something like... Read more →

by   |   October 17, 2017