Stinson Leonard Street Dodd Frank


The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

MSRB Publishes Compliance Advisory for Municipal Advisors


Municipal Advisors The Municipal Securities Rulemaking Board, or MSRB, published its first Compliance Advisory for Municipal Advisors, developed to assist municipal advisors with understanding and implementing the regulatory framework created by the MSRB as a result of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The new compliance advisory highlights fundamental regulatory requirements for municipal... Read more →

by   |   November 13, 2015

job creation just ahead

SEC Finalizes Regulation Crowdfunding – Additional Funding Portal Requirements

Broker-Dealer, Crowdfunding, Public Companies and Securities The United States Securities and Exchange Commission has issued final rules on Regulation Crowdfunding. This post analyzes the “Additional Funding Portal Requirements”... Read more →

by   |   November 12, 2015


MSRB Considering T+2 for Munis

Broker-Dealer The Municipal Securities Rulemaking Board, or MSRB, is seeking public comment on a proposal to facilitate shortening the settlement cycle for transactions in municipal securities... Read more →

by   |   November 11, 2015

crowdfunding arrow

SEC Finalizes Regulation Crowdfunding — Intermediary Requirements

Broker-Dealer, Crowdfunding, Investment Advisers The Securities and Exchange Commission issued final rules to implement the equity crowdfunding provisions under the JOBS Act on October 30, 2015, termed Regulation Crowdfunding. ... Read more →

by   |   November 11, 2015