Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

CFPB Publishes Over 7,700 Consumer Complaint Narratives About Financial Companies

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Banking, Consumer Protection The CFPB has gone live with an enhanced customer complaint data base. It now includes over 7,700 consumer descriptions of alleged problems they are facing with financial companies concerning mortgages, bank accounts, credit cards, debt collection, and more. In March 2015, the Bureau finalized a policy to allow consumers to publicly share their stories when […] Read more →

by   |   June 26, 2015

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SEC Proposes Significant Reporting Requirement Amendments to Form ADV

Broker-Dealer, Investment Advisers On May 20, 2015, the Securities and Exchange Commission (SEC) released several proposals, “Amendments to Form ADV and Investment Advisers Act Rules,” that would... Read more →

by   |   June 25, 2015

claw back

SEC Meeting to Consider Compensation Clawback Proposal

Employment, Executive Compensation, Public Companies and Securities The SEC has announced an open meeting to consider clawback of executive compensation under Section 954 of the Dodd-Frank Act to be held on July 1, 2015.  According to the notice... Read more →

by   |   June 25, 2015

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Update: CFPB Issues Proposed Amendment to Delay Know Before You Owe Rule

Banking, Consumer Protection On June 24 the CFPB published its proposed rule for extending the effective date for implementation of the Know Before You Owe Rule to October 3, 2015.  The public has until July... Read more →

by   |   June 25, 2015