Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

New SEC C&DIs on Non-GAAP Financial Measures for Business Combinations

M&A, Public Companies and Securities The SEC staff has issued two new Compliance and Disclosure Interpretations, or CD&Is, on non-GAAP financial measures in the context of business combinations. In the first CD&I (Question 101.01), the SEC staff states financial measures provided to a financial advisor are not non-GAAP financial measures if the following conditions are met: the financial measures are […] Read more →

by   |   October 17, 2017

SEC Fines Director $25,000 for Two Missed Section 16 Filings

Public Companies and Securities In a settled enforcement action, the SEC assessed a civil money penalty against a director of Medient Studios, Inc. for two missed Section 16 filings. But there was really only... Read more →

by   |   October 13, 2017

PCAOB Issues Alert on New Revenue Recognition Standard

Public Companies and Securities The PCAOB has issued an alert to discuss certain significant matters relating to the application of PCAOB standards relevant to auditing the implementation of the new accounting... Read more →

by   |   October 12, 2017

SEC Issues Proposed Rules to Modernize and Simplify Regulation S-K

Public Companies and Securities The SEC has proposed amendments to Regulation S-K and related rules and forms. The proposed amendments are based on SEC staff recommendations in a report that was required by... Read more →

by , and   |   October 12, 2017