Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

SEC Reconsidering Conflict Minerals Implementation

Public Companies and Securities SEC Acting Chairman Michael S. Piwowar issued a “Statement on the Commission’s Conflict Minerals Rule” and another statement titled “Reconsideration of Conflict Minerals Rule Implementation.” Chairman Piwowar reviewed the history of the litigation and resulting SEC guidance noting “In April 2014, the Court of Appeals for the D.C. Circuit held that a portion of the […] Read more →

by   |   January 31, 2017

SEC Simplifies Filing of Broker-Dealer Annual Reports on EDGAR

Broker-Dealer The SEC has previously provided guidance on the filing of annual and supplemental reports required under Rule 17a-5 or Rule 17a-12 by broker-dealers or over-the-counter... Read more →

by   |   January 30, 2017

House Seeking to Disapprove the Resource Extraction Rule

Public Companies and Securities On Wednesday, February 1, 2017, the House of Representatives is scheduled to consider a joint resolution of disapproval of the SEC’s resource extraction rule. This... Read more →

by   |   January 30, 2017

Two Regulations to be Eliminated for Every New One: Trump’s Executive Order

Trump Fulfilling a campaign promise set forth in President Trump’s Contract with the American Voter, President Trump has signed an executive order to implement a requirement that... Read more →

by   |   January 30, 2017