Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

SEC ALJ Lifts Reg A+ Suspension of Issuer

Litigation, Public Companies and Securities As we noted here, the SEC temporarily suspended the Tier 2 Regulation A+ offering of Med-X, Inc. The SEC stated it temporarily suspended the offering because Med-X has not filed its annual report on Form 1-K as required by Rule 257. An administrative law judge has now vacated the suspension after determining the failure to […] Read more →

by   |   May 8, 2017

Defendants in Stock Purchase Indemnification Action Entitled to Advancement under Bylaws

M&A In Davis et al v. EMSI Holding Co., the Delaware Court of Chancery held that officers and directors of an acquired company were entitled to advancement under the acquired... Read more →

by   |   May 5, 2017

Court Finds Fraud Carve Out Ambiguous in Stock Purchase Agreement

M&A In EMSI Acquisition, Inc., v. Contrarian Funds, LLC et al, the Delaware Court of Chancery examined a fraud carve out from an indemnification cap and an action for confirmation of... Read more →

by   |   May 4, 2017

CFTC Requests Public Input on Simplifying Rules

Derivatives The CFTC voted to seek public input on simplifying and modernizing the Commission’s rules. The action is part of an initiative which has been dubbed “Project KISS.”... Read more →

by   |   May 4, 2017