Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

SEC Has No Plans to Change the Way Administrative Judges Are Appointed (For Now)

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Litigation, Public Companies and Securities The United States District Court for the Northern District of Georgia, Atlanta Division, entered a preliminary injunction preventing the SEC from conducting an administrative proceeding in an insider trading matter.  In the Hill case, the Court found the plaintiff has a substantial likelihood of success on the merits of his claim that the SEC administrative […] Read more →

by   |   June 16, 2015

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SEC to Appeal Preliminary Injunction Blocking Administrative Proceeding

Litigation, Public Companies and Securities The United States District Court for the Northern District of Georgia, Atlanta Division, entered a preliminary injunction preventing the SEC from conducting an administrative... Read more →

by   |   June 15, 2015

Minnesota

Minnesota Adopts Crowdfunding Law

Public Companies and Securities Minnesota has adopted an intrastate crowdfunding exemption referred to as “MNvest.”  The legislation is meant to work in tandem with the federal exemption for intrastate... Read more →

by , and   |   June 15, 2015

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SEC Continues Crackdown on Unregistered Broker-Dealers

Broker-Dealer, Consumer Protection, Private Equity A New York man has agreed to pay almost $4.5 million to settle charges by the SEC that he violated Section 15(a) of the Exchange Act by acting as an unregistered broker-dealer.... Read more →

by   |   June 14, 2015