Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

Federal Insurance Office Releases Reinsurance Report

insurance

Insurance The U.S. Department of the Treasury’s Federal Insurance Office, or FIO,  released its report on the Breadth and Scope of the Global Reinsurance Market and the Critical Role Such Market Plays in Supporting Insurance in the United States.  The report is required under Title V of the Dodd-Frank Wall Street Reform and Consumer Protection Act. […] Read more →

by   |   January 2, 2015

Minnesota

Crowdfunding Coming to Minnesota

Public Companies and Securities A group has announced plans to introduce a bill that would permit the use of advertising and general solicitation in securities offerings to Minnesota residents.  The bill refers... Read more →

by   |   January 2, 2015

bank pic

Fed Issues Volker Rule FAQs

Banking, Private Equity The Federal Reserve Board has issued FAQs on the Volker Rule set forth in Section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act.  The FAQs mirror other... Read more →

by   |   December 31, 2014

Yellow Penalty Flag

2014 CFTC Enforcement Report – Another Year of Record Sanctions

Broker-Dealer, Energy On November 6, 2014, the Commodity Futures Trading Commission (CFTC) released its 2014 fiscal year Enforcement Report.  In 2014, the CFTC continued its aggressive enforcement of... Read more →

by   |   December 30, 2014