Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

Trump and the Repeal of Dodd-Frank

red tape

Public Companies and Securities Observers widely believe President-Elect Trump will attempt to dismantle much of the Dodd-Frank Act. While to many it is an interesting idea, it may not have the consequences many believe. Take, for instance, the Dodd-Frank conflict minerals provisions. This appears easy enough to repeal logistically.  But many American companies have invested enormous resources in developing […] Read more →

by   |   November 10, 2016

Question mark

New C&DI’s on Fee Calculations and Form S-8

Employment, Executive Compensation, Public Companies and Securities The SEC issued three new C&DIs on fee calculations: Question 240.11 Question: An issuer has a Form S-8 on file that registers shares of common stock to be issued upon the... Read more →

by   |   November 9, 2016

executive compensation

ISS Announces Pay-for-Performance Methodology Updates for 2017

Employment, Executive Compensation, Public Companies and Securities ISS announced changes to the methodology underlying its pay-for-performance models for companies in the U.S. and other markets to take effect Feb. 1, 2017. ISS will present... Read more →

by   |   November 8, 2016

enforcement

SEC Charges Issuer with Inadequate Segment Reporting

Litigation, Public Companies and Securities The SEC charged PowerSecure International, Inc. with matters related to inadequate segment reporting in a settled enforcement action. PowerSecure did not admit or deny the... Read more →

by   |   November 7, 2016